Helen R. Mackenzie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Rene` Mackenzie, who also goes by Helen Rene Mackenzie, Helen Rene` Rutz, Helen Rene` Smith, was a registered financial professional .
Helen is a previously registered financial professional and started their career in finance in 2016. Helen had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2023 - December 19, 2025
BCW SECURITIES LLC
April 6, 2017 - September 29, 2023
AVALON SECURITIES, LTD.
December 8, 2016 - March 2, 2017
SOURCE CAPITAL GROUP, INC.
March 25, 2016 - March 2, 2017
SOURCE CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (30 States and Territories)
Red Flags
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