MH
Mark A. Henry
ALLOY INVESTMENT MANAGEMENT
Greenville, SC 29605
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CRD#: 6578782
MH
Professional summary
Mark Alan Henry is a registered financial advisor currently at ALLOY INVESTMENT MANAGEMENT located in Greenville, South Carolina and FOUNDATIONS INVESTMENT ADVISORS LLC located in Charlotte, North Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mark has worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Alloy Wealth Management, Inc. Investment-Related, 13850 Ballantyne Corporate Pla, Sutie 500, Charlotte, NC 28277, Owner, 01/2011 - PRESENT, Insurance , Start Date: 11/2016, Hours Dedicated: 80 hours per month (75 hours per month during trading hours) Duties: Insurance - selling annuities and life insurance products (2)SOUTH PIEDMONT COMMUNITY COLLEGE; NON INVESTMENT RELATED; 4209 OLD CHARLOTTE HWY, MONROE, NC 28110; TEACHING; ADJUNCT PROFESSOR; STARTED 05/2019; 4 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; CLASS INSTRUCTOR. (3) LIVING LARGE PRODUCTIONS LLC; NON-INVESTMENT RELATED; CHARLOTTE, NC; TELEVISION/RADIO PRODUCTION COMPANY; CEO, SINCE 10/2019; APPROXIMATELY 8 HOURS PER MONTH (ALL DURING TRADING HOURS); PRODUCING RADIO/TV FINANCIAL SHOWS. (5) FOUNDATIONS INVESTMENT ADVISORS LLC, INVESTMENT RELATED; CHARLOTTE, NC; SOLICITOR/INVESTMENT ADVISER REPRESENTATIVE SINCE 05/2020; APPROXIMATELY 10 HOURS PER MONTH (ALL DURING TRADING HOURS); PROVIDING ADVISORY SERVICES. (6) ALLIED WEALTH HOLDINGS, LLC DBA ALLOY INVESTMENT MANAGEMENT, INVESTMENT RELATED; CHARLOTTE, NC; INVESTMENT ADVISER REPRESENTATIVE SINCE 12/2019; APPROXIMATELY 80 HOURS PER MONTH (75 DURING TRADING HOURS); PROVIDING ADVISORY SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Henry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2020 - Present
ALLOY INVESTMENT MANAGEMENT
Office #1: 631 Augusta St, Greenville, SC 29605RIA
CRD#: 306227
Greenville, SC
Current
May 13, 2020 - Present
FOUNDATIONS INVESTMENT ADVISORS LLC
Office #1: 13840 Ballantyne Corporate Pl. Ste 115, Charlotte, NC 28277RIA
CRD#: 175083
Charlotte, NC
Current
February 17, 2022 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 631 Augusta St., Greenville, SC 29601RIA
CRD#: 141413
Greenville, SC
Past
November 3, 2015 - June 26, 2020
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Charlotte, NC
Past
November 3, 2015 - December 31, 2021
BROOKSTONE ASSET MANAGEMENT, LLC
RIA
CRD#: 153467
Charlotte, NC, 28255, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/19/2020)
IAR
South Carolina(6/16/2020)
IAR
Texas(11/1/2021)
IAR
Virginia(5/23/2023)
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Greenville, SC 29605TRUST BUT VERIFY
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