CH
Clark Hayden
LOCKSHIELD PARTNERS
Glasgow, KY 42141
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CRD#: 6578608
CH
Professional summary
Clark Hayden, CFP® is a registered financial advisor currently at LOCKSHIELD PARTNERS, INC. located in Glasgow, Kentucky.
Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Clark has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/29/2017 - Lockshield Partners Inc. - investment related - At reported business location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/22/2017 - 175 Hours Per Month - Time spent 100% - I provide investment advisory services through Lockshield Partners Inc., an independent investment advisor firm. I started this business activity in 5/2017. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/5/2018 - No Business Name - Not Investment Related - Home Based/Online - Other - English Tutor - Start Date: 10/15/2018 - 20 Hours Per Month/0 Hours During Securities Trading - Tutoring Chinese children from the ages of 6-13 in the English language. 3. 1/18/2019 - Gilbert & Gilbert - Investment Related - 501 W Main St., Glasgow, KY 42141 - Tax Prep/Accounting/CPA - Started 01/02/2019 - 40 Hours Per Month During Securities Trading - Some tax returns during tax season, as well as perform some bookkeeping tasks.
CRS (Client Relationship Summary) - RIA
Click below to view Clark Hayden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
June 13, 2017 - Present
LOCKSHIELD PARTNERS, INC.
Office #1: 301 South Broadway, Glasgow, KY 42141RIA
CRD#: 175433
Glasgow, KY
Past
May 23, 2017 - July 1, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
GLASGOW, KY
Past
June 1, 2016 - May 24, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Lexington, KY
Past
April 15, 2016 - May 24, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Lexington, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LP
LOCKSHIELD PARTNERS, INC.
LOCKSHIELD PARTNERS, INC.
CRD#: 175433 / SEC#: 801-116877
RIA
Registered Investment Advisory firm - (7/2/2019 Approved)Kentucky
Registered Investment Advisory firm - (10/3/2019 Terminated)Tennessee
Registered Investment Advisory firm - (9/24/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(6/13/2017)
IAR
Ohio(6/17/2025)
IAR
Texas(6/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LP
LOCKSHIELD PARTNERS, INC.
LOCKSHIELD PARTNERS, INC.
CRD#: 175433 / SEC#: 801-116877
RIA
Registered Investment Advisory firm - (7/2/2019 Approved)Kentucky
Registered Investment Advisory firm - (10/3/2019 Terminated)Tennessee
Registered Investment Advisory firm - (9/24/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 South Broadway, Glasgow, KY 42141
Mailing Address
Phone number
(270) 629-2046
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,567 |
| AUM (Assets Under Management) | $ 245,759,047 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LOCKSHIELD PARTNERS, INC.
CRD#: 175433Glasgow, KY 42141TRUST BUT VERIFY
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