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CH

Clark Hayden

CFP®
LOCKSHIELD PARTNERS
GLASGOW, KY
·CRD# 6578608·10 years experience

Professional Summary

Clark Hayden, CFP® is a registered financial advisor currently at LOCKSHIELD PARTNERS, INC. located in Glasgow, Kentucky. Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Clark has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2019

Years of Experience

10 years in the financial services industry

Current & Past Employments

LOCKSHIELD PARTNERS, INC.·CRD# 175433
RIA
301 South Broadway, Glasgow, KY 42141
June 13, 2017 - Present
LPL FINANCIAL LLC·CRD# 6413
BD
Glasgow, KY
May 23, 2017 - July 1, 2019
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
Lexington, KY
June 1, 2016 - May 24, 2017
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Lexington, KY
April 15, 2016 - May 24, 2017

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Current Firm

LP
LOCKSHIELD PARTNERS, INC.

LOCKSHIELD PARTNERS, INC.

CRD#: 175433 / SEC#: 801-116877
RIA
Registered Investment Advisory firm - SEC (7/2/2019 Approved)
Kentucky
Registered Investment Advisory firm - Kentucky (10/3/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (9/24/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

301 South Broadway, Glasgow, KY 42141

Phone Number

(270) 629-2046

# of Employees

8

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B - FIRM BROCHURE (3/12/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,717

AUM (Assets Under Management)

$290,617,759

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3/2/2026 - CFR Board Member - Not Investment Related - Treasurer - 1 Hour Per Month - Assist with reviewing financial statements sent by bookkeepers and attend board meetings 2. 3/2/2026 BG East Little League Board Member - Not Investment Related - Treasurer - 4 Hours Per Month - Performs routine financial administration, including reconciling the organization's bank account in QuickBooks, issuing payments to seasonal staff such as umpires and scorekeepers, and preparing electronic invoices for facility rentals.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LP
LOCKSHIELD PARTNERS, INC.

LOCKSHIELD PARTNERS, INC.

CRD#: 175433 / SEC#: 801-116877
RIA
Registered Investment Advisory firm - SEC (7/2/2019 Approved)
Kentucky
Registered Investment Advisory firm - Kentucky (10/3/2019 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (9/24/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Kentucky
(6/13/2017)
IAR
Ohio
(6/17/2025)
IAR
Texas
(6/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2016About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2016About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Clark Hayden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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