Brian A. Babbitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Arthur Babbitt, who also goes by Brian Babbitt, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2015. Brian had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2020 - March 14, 2023
FINANCIAL INSIGHTS WEALTH MANAGEMENT
February 5, 2019 - May 26, 2020
BRIGHTON JONES LLC
November 9, 2015 - March 16, 2018
LNW
Primary Firm SEC Registration
FINANCIAL INSIGHTS WEALTH MANAGEMENT
CRD#: 108797 / SEC#: 801-21624
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL INSIGHTS WEALTH MANAGEMENT
CRD#: 108797 / SEC#: 801-21624
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,950 |
| AUM (Assets Under Management) | $ 662,711,005 |
Red Flags
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