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CW

Corey Walker

WALKER CAPITAL PARTNERS
Bedford, NH 03110
Some features on this profile are disabled
CRD#: 6578396
CW

Professional summary

Corey Walker, who also goes by Corey James Walker, is a registered financial advisor currently at WALKER CAPITAL PARTNERS, LLC located in Bedford, New Hampshire.

Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Corey has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Corey James Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Walker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 4, 2024 - Present

WALKER CAPITAL PARTNERS, LLC

Office #1: 15 Constitution Drive 1st Floor, Bedford, NH 03110
RIA
CRD#: 328871
Bedford, NH
Past

March 12, 2024 - April 5, 2024

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
Concord, NH
Past

February 20, 2024 - April 5, 2024

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
Concord, NH
Past

July 13, 2022 - July 6, 2023

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
BEDFORD, NH
Past

June 21, 2022 - July 6, 2023

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
BEDFORD, NH
Past

May 11, 2017 - July 14, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Manchester, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Hampshire
(11/4/2024)
IAR
Texas
(1/21/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/6/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/6/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/29/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/11/2017
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WC
WALKER CAPITAL PARTNERS, LLC
WALKER CAPITAL PARTNERS, LLC

CRD#: 328871 / SEC#:

New Hampshire
Registered Investment Advisory firm - (10/29/2024 Approved)
Texas
Registered Investment Advisory firm - (1/21/2026 Conditional Restricted)
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Contact information

Main Address
15 Constitution Drive Suite 1a #151, Bedford, NH 03110
Mailing Address
Phone number
(603) 682-4397
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts21
AUM (Assets Under Management)$ 1,738,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
New HampshireERA - Withdrawn9/19/2024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALKER CAPITAL PARTNERS, LLC

CRD#: 328871Bedford, NH 03110

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