Joshua T. Gilbert

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Saratoga Springs, NY 12866

Some features on this profile are disabled

CRD#: 6578136

Professional summary

Joshua Tyler Gilbert, who also goes by Joshua Gilbert, Josh Gilbert, Joshua Tyler Gilbert, is a registered financial advisor currently at QUARTZ PARTNERS INVESTMENT MANAGEMENT located in Saratoga Springs, New York and ETICO PARTNERS, LLC located in Saratoga Springs, New York.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Joshua has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Gilbert | Josh Gilbert | Joshua Tyler Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Tyler Gilbert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2025 - Present

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Office #1: 19 Railroad Place Suite 202, Saratoga Springs, NY 12866

RIA

CRD#: 174327

Saratoga Springs, NY

Current

July 16, 2025 - Present

ETICO PARTNERS, LLC

Office #1: 19 Railroad Pl, Ste 202, Saratoga Springs, NY 12866

CRD#: 122481

Saratoga Springs, NY

Past

April 19, 2021 - July 14, 2025

BRIGHTON SECURITIES CORP.

RIA

CRD#: 3875

ROCHESTER, NY

Past

March 29, 2021 - July 14, 2025

BRIGHTON SECURITIES CORP.

CRD#: 3875

ROCHESTER, NY

Past

September 21, 2017 - August 7, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PITTSFORD, NY

Past

August 28, 2017 - August 7, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PITTSFORD, NY

Past

February 8, 2016 - July 19, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/16/2025)

IAR

New York
(7/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/1/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/8/2016

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

19 Railroad Place Suite 202, Saratoga Springs, NY 12866

Mailing Address

Phone number

(800) 433-0422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUARTZ PARTNERS ADV PART 2A: CLIENT BROCHURE (3/31/2025)

QUARTZ PARTNERS WRAP BROCHURE (3/31/2025)

ETICO ADV 2A PRIVATE CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 281,034,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Danielle Harmon

ORIGIN INVESTMENT ADVISORY LLC

BOSTON, MA

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joshua T. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Tyler Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

ETICO PARTNERS, LLC

BRIGHTON SECURITIES CORP.

BRIGHTON SECURITIES CORP.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

QUARTZ PARTNERS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2017

Series 63

Date: 3/1/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/28/2017

Series 6

Date: 2/8/2016

Series 24

Date: 3/8/2022

FINRA

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUARTZ PARTNERS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Similar Advisors