Travis M. Scott

SCOTT FINANCIAL RESOURCES LLC

HANOVER, PA 17331

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CRD#: 6578133

Professional summary

Travis Michael Scott is a registered financial advisor currently at SCOTT FINANCIAL RESOURCES LLC located in Hanover, Pennsylvania.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Travis has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Travis Michael Scott prepares tax returns for non-investment advisory clients through Scott Tax Resources LLC. Travis Michael Scott prepares tax returns for clients of SFR at no additional cost.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Michael Scott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2024 - Present

SCOTT FINANCIAL RESOURCES LLC

Office #1: 11 Carlisle St. Suite 306, Hanover, PA 17331

RIA

CRD#: 329052

HANOVER, PA

Past

April 21, 2023 - April 22, 2025

EP WEALTH ADVISORS

RIA

CRD#: 111147

MEDIA, PA

Past

July 20, 2018 - May 15, 2023

LEHMAN FINANCIAL RESOURCES

RIA

CRD#: 292523

MEDIA, PA

Past

December 2, 2015 - June 27, 2019

LEHMAN FINANCIAL RESOURCES, INC.

RIA

CRD#: 139500

MEDIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/5/2015

Uniform Investment Adviser Law Examination

Current Firm

SCOTT FINANCIAL RESOURCES LLC

SCOTT FINANCIAL RESOURCES LLC | SCOTT FINANCIAL RESOURCES, LLC

CRD#: 329052 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (1/2/2024 Approved)

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Contact information

Main Address

11 Carlisle St. Suite 306, Hanover, PA 17331

Mailing Address

Po Box 134, Glenville, PA 17329

Phone number

(717) 310-6338

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 1,514,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis M. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Michael Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCOTT FINANCIAL RESOURCES LLC

EP WEALTH ADVISORS

LEHMAN FINANCIAL RESOURCES

LEHMAN FINANCIAL RESOURCES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/5/2015

Current Firm

SCOTT FINANCIAL RESOURCES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCOTT FINANCIAL RESOURCES LLC

TRUST BUT VERIFY

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