AG
Alex J. Graham
GRAHAM CAPITAL WEALTH MANAGEMENT
WASHINGTON, DC 20036
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CRD#: 6577925
AG
Professional summary
Alex Joseph Graham is a registered financial advisor currently at GRAHAM CAPITAL WEALTH MANAGEMENT, LLC located in Washington, District Of Columbia.
Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alex has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Graham Capital Advisors LLC, 4950 W. Kennedy Blvd, Suite 101 Tampa, FL 33609, Insurance-focused and estate planning firm, President, Start date: 03/2012, 80 hours per month will be dedicated to this business inside and outside of trading hours. I provide management support of employees, technology, and accounting functions.
CRS (Client Relationship Summary) - RIA
Click below to view Alex Joseph Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2016 - Present
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
Office #1: 1120 Connecticut Ave. Nw Suite 1021, Washington, DC 20036RIA
CRD#: 281772
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 281772 / SEC#: 801-115029
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Arizona
Registered Investment Advisory firm - (4/30/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (4/30/2019 Terminated)Florida
Registered Investment Advisory firm - (6/10/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
District of Columbia(1/27/2016)
IAR
Florida(1/27/2016)
Current Firm
GC
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 281772 / SEC#: 801-115029
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Arizona
Registered Investment Advisory firm - (4/30/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (4/30/2019 Terminated)Florida
Registered Investment Advisory firm - (6/10/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1120 Connecticut Ave. Nw Suite 1021, Washington, DC 20036
Mailing Address
Phone number
(202) 780-7726
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,177 |
| AUM (Assets Under Management) | $ 225,860,597 |
Red Flags
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