Wei Zhang

SMARTLEAF ASSET MANAGEMENT LLC

Boston, MA 02114

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CRD#: 6577920

Professional summary

Wei Zhang is a registered financial advisor currently at SMARTLEAF ASSET MANAGEMENT LLC located in Boston, Massachusetts.

Wei is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Wei has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wei Zhang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2015 - Present

SMARTLEAF ASSET MANAGEMENT LLC

Office #1: One Bowdoin Square Suite 1000 10th Floor, Boston, MA, 02114

RIA

CRD#: 172273

Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMARTLEAF ASSET MANAGEMENT LLC

CRD#: 172273 / SEC#: 801-80910

RIA

Registered Investment Advisory firm - (2/17/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/11/2015)

IAR

Texas
(8/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SMARTLEAF ASSET MANAGEMENT LLC

CRD#: 172273 / SEC#: 801-80910

RIA

Registered Investment Advisory firm - (2/17/2015 Approved)

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Contact information

Main Address

One Bowdoin Square Suite 1000 10th Floor, Boston, MA, 02114

Mailing Address

Phone number

(857) 366-9340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12,408
AUM (Assets Under Management)	$ 3,675,213,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wei Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wei Zhang's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMARTLEAF ASSET MANAGEMENT LLC

Primary Firm SEC Registration

SMARTLEAF ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

SMARTLEAF ASSET MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

SMARTLEAF ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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