Sandra Sigala

Some features on this profile are disabled

CRD#: 6577750

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sandra Sigala, CFP® was a registered financial professional .

Sandra is a previously registered financial professional and started their career in finance in 2015. Sandra had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LANDLORD ; RENTAL PROPERTY ; INVESTMENT RELATED: YES; 5805 WHITMAN AVE FORT WORTH TX 76133; RENTAL PROPERTY THAT I MANAGE PERSONALLY ; 2017-12-02; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 4; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 100;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

August 21, 2020 - June 26, 2024

PLAN FIRST WEALTH LLC

RIA

CRD#: 289185

New York, NY

Past

July 15, 2019 - August 25, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NEW YORK, NY

Past

July 15, 2019 - August 25, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW YORK, NY

Past

December 26, 2017 - May 20, 2019

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

FORT WORTH, TX

Past

December 27, 2016 - May 20, 2019

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

FORT WORTH, TX

Past

December 7, 2015 - December 19, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAN FIRST WEALTH LLC

PLAN FIRST WEALTH LLC | TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC

CRD#: 289185 / SEC#: 801-114931

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

California

Registered Investment Advisory firm - (5/9/2019 Terminated)

New York

Registered Investment Advisory firm - (4/9/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/14/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/20/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2015

General Securities Representative Examination

Current Firm

PLAN FIRST WEALTH LLC

PLAN FIRST WEALTH LLC | TAYLOR AND TAYLOR FINANCIAL SERVICES USA LLC

CRD#: 289185 / SEC#: 801-114931

RIA

Registered Investment Advisory firm - (4/1/2019 Approved)

California

Registered Investment Advisory firm - (5/9/2019 Terminated)

New York

Registered Investment Advisory firm - (4/9/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Greenwich, CT

Mailing Address

228 Park Ave S #51430, New York, NY 10003

Phone number

(646) 201-4865

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- PLAN FIRST WEALTH (8/25/2025)

ADV PART 2A- PLAN FIRST WEALTH APPENDIX A (2/10/2025)

Regulatory assets under management

Total Number of Accounts	221
AUM (Assets Under Management)	$ 120,370,038

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sandra Sigala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

PLAN FIRST WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2017

Series 63

Date: 12/14/2015

Series 7TO

Date: 3/20/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/7/2015

Current Firm

PLAN FIRST WEALTH LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAN FIRST WEALTH LLC

TRUST BUT VERIFY

Similar Advisors