Clayton Koch

WEALTH MANAGEMENT ADVISORS

Greenville, SC 29607

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CRD#: 6577622

Professional summary

Clayton Koch, who also goes by Clay Koch, Clayton R Koch, Clayton Russell Koch, is a registered financial advisor currently at WEALTH MANAGEMENT ADVISORS, LLC located in Greenville, South Carolina and ARKADIOS CAPITAL located in Greenville, South Carolina.

Clayton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Clayton has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clay Koch | Clayton R Koch | Clayton Russell Koch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Wagner Wealth, Investment related, DBA, 3 Legacy Park Rd. Ste A, Greenville, SC, 160hrs/month during securities trading hours. 2. 413 Investments LLC; Investment related No; Greenville, SC; Recreation, Partner (proprietor, partner, officer, director, employee, trustee, agent); March 2021; During business hours: 0; After business hours: 1; Looking to create LLC with my wife to invest passively in golf course or other potential investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Koch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2024 - Present

WEALTH MANAGEMENT ADVISORS, LLC

Office #1: 3 Legacy Park Road Suite A, Greenville, SC 29607

RIA

CRD#: 171260

Greenville, SC

Current

June 4, 2024 - Present

ARKADIOS CAPITAL

Office #1: 3 Legacy Park Rd. Ste A, Greenville, SC 29607

CRD#: 282710

Greenville, SC

Past

November 30, 2017 - June 10, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Greenville, SC

Past

October 18, 2017 - June 10, 2024

MORGAN STANLEY

CRD#: 149777

Greenville, SC

Past

February 22, 2017 - September 1, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CHARLESTON, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH MANAGEMENT ADVISORS, LLC

CAPITAL OPTIONS, INC. | WEALTH MANAGEMENT ADVISORS, LLC | WAGNER WEALTH MANAGEMENT, LLC

CRD#: 171260 / SEC#: 801-79660

RIA

Registered Investment Advisory firm - (5/15/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(6/27/2024)

Mississippi
(6/4/2024)

IAR

North Carolina
(6/4/2024)

South Carolina
(6/4/2024)

IAR

South Carolina
(6/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/1/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTH MANAGEMENT ADVISORS, LLC

CAPITAL OPTIONS, INC. | WEALTH MANAGEMENT ADVISORS, LLC | WAGNER WEALTH MANAGEMENT, LLC

CRD#: 171260 / SEC#: 801-79660

RIA

Registered Investment Advisory firm - (5/15/2014 Approved)

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Contact information

Main Address

3 Legacy Park Road Suite A, Greenville, SC 29607

Mailing Address

Phone number

(864) 236-4706

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH MANAGEMENT ADVISORS, WRAP BROCHURE, APPENDIX 1 (3/11/2025)

WEALTH MANAGEMENT ADVISORS BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,306
AUM (Assets Under Management)	$ 562,697,473

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clayton Koch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clayton Koch's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

MORGAN STANLEY

MORGAN STANLEY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

WEALTH MANAGEMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2017

Series 63

Date: 5/1/2017

SIE

Date: 10/1/2018

Series 7

Date: 2/22/2017

FINRA

Current Firm

WEALTH MANAGEMENT ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT ADVISORS, LLC

TRUST BUT VERIFY

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