William R. Roberson

BROOKSTONE WEALTH ADVISORS

HOUSTON, TX 77042

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CRD#: 6577504

Professional summary

William Rhett Roberson, CFP®, who also goes by Rhett Roberson, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Houston, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. William has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rhett Roberson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANTEL WEALTH MANAGEMENT; INVESTMENT RELATED; 2500 WILCREST DRIVE, SUITE 300, HOUSTON, TX 77042; OWNER; STARTED 04/2019; 160 HOURS/MONTH DEVOTED; ALL HOURS DURING SECURITIES TRADING HOURS; INVESTMENT ADVISORY SERVICES OFFERED. SYNERGY ANNUITY MARKETING LP; INVESTMENT RELATED; 712 PARKER STREET, HOUSTON, TX 77007; INSURANCE SALES; INSURANCE AGENT; STARTED 04/2019; 40 HOURS/MONTH DEVOTED; 40 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF LIFE INSURANCE AND ANNUITY PRODUCTS. Marrs Ellis & Hodge LLP; law clerk; document review & legal research; start date 7/31/23; compensated via 1099; not investment related; 60 hrs per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Rhett Roberson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

May 6, 2019 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 2500 Wilcrest Drive Suite 300, Houston, TX 77042

RIA

CRD#: 137658

HOUSTON, TX

Past

January 9, 2018 - October 31, 2018

WEALTH COVENANT GROUP LLC

RIA

CRD#: 291453

Houston, TX

Past

March 21, 2016 - December 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOUSTON, TX

Past

January 12, 2016 - December 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HOUSTON, TX

Past

December 7, 2015 - December 16, 2015

PRUCO SECURITIES, LLC.

CRD#: 5685

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/18/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/9/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/7/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William R. Roberson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Rhett Roberson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH COVENANT GROUP LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/18/2016

Series 63

Date: 11/9/2015

SIE

Date: 12/12/2017

Series 7

Date: 2/16/2016

Series 6

Date: 12/7/2015

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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