Brian S. Fuller
Professional summary
Brian Scott Fuller is a registered financial advisor currently at CAPITAL UNITED, LLC located in Dorado, .
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Brian has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Scott Fuller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2025 - Present
CAPITAL UNITED, LLC
January 13, 2017 - March 27, 2023
CAPITAL UNITED, LLC
August 29, 2016 - April 11, 2017
CAPITAL PRIVÉ SUISSE S.A.
February 29, 2016 - March 3, 2016
CAPITAL PRIVÉ SUISSE S.A.
Primary Firm SEC Registration
CAPITAL UNITED, LLC
CRD#: 285616 / SEC#: 801-129928
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/5/2025)
Current Firm
CAPITAL UNITED, LLC
CRD#: 285616 / SEC#: 801-129928
Contact information
SEC notice filing (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.