Robert A. Sell

POLARIS ASSET MANAGEMENT

SUGAR HILL, GA 30518

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CRD#: 6577304

Professional summary

Robert Alan Sell, CFP® is a registered financial advisor currently at POLARIS ASSET MANAGEMENT, LLC located in Sugar Hill, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Sell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 24, 2022 - Present

POLARIS ASSET MANAGEMENT, LLC

Office #1: 1400 Buford Hwy Ne Suite R-1, Sugar Hill, GA 30518

RIA

CRD#: 322084

SUGAR HILL, GA

Past

February 28, 2020 - December 18, 2020

AXIOM ASSET MANAGEMENT, LLC

RIA

CRD#: 307538

SUGAR HILL, GA

Past

January 26, 2018 - February 13, 2019

ACTIFY INVESTOR RETIREMENTS, LLC

RIA

CRD#: 284506

NORCROSS, GA

Past

May 26, 2016 - June 15, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

JOHNS CREEK, GA

Past

March 28, 2016 - June 15, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

JOHNS CREEK, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/8/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2016

General Securities Representative Examination

Current Firm

POLARIS ASSET MANAGEMENT, LLC

CRD#: 322084 / SEC#:

Georgia

Registered Investment Advisory firm - (8/24/2022 Approved)

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Contact information

Main Address

1400 Buford Hwy Ne Suite R-1, Sugar Hill, GA 30518

Mailing Address

Phone number

(678) 333-5626

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 12,216,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert A. Sell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Sell's CRS (Customer Relationship Summary).

Certified licenses

Experience

POLARIS ASSET MANAGEMENT, LLC

AXIOM ASSET MANAGEMENT, LLC

ACTIFY INVESTOR RETIREMENTS, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/8/2016

SIE

Date: 6/15/2016

Series 7

Date: 3/28/2016

Current Firm

POLARIS ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POLARIS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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