Timothy A. Carpenter

RHODO WEALTH MANAGEMENT LLC

GENEVA, IL 60134

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CRD#: 6576821

Professional summary

Timothy Adam Carpenter is a registered financial advisor currently at RHODO WEALTH MANAGEMENT LLC located in Geneva, Illinois.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Adam Carpenter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2024 - Present

RHODO WEALTH MANAGEMENT LLC

Office #1: 25 N River Ln, Geneva, IL 60134

RIA

CRD#: 331240

GENEVA, IL

Past

May 17, 2023 - June 3, 2024

SAVANT WEALTH MANAGEMENT

RIA

CRD#: 107271

Naperville, IL

Past

October 29, 2021 - April 27, 2023

FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

RIA

CRD#: 147270

PHOENIX, AZ

Past

November 13, 2015 - April 13, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

DOWNERS GROVE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/13/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RHODO WEALTH MANAGEMENT LLC

CRD#: 331240 / SEC#:

Illinois

Registered Investment Advisory firm - (7/12/2024 Approved)

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Contact information

Main Address

25 N River Ln, Geneva, IL 60134

Mailing Address

Phone number

(630) 277-9420

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 3,757,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy A. Carpenter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Adam Carpenter's CRS (Customer Relationship Summary).

Certified licenses

Experience

RHODO WEALTH MANAGEMENT LLC

SAVANT WEALTH MANAGEMENT

FOOTHILLS FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2020

Series 63

Date: 11/20/2015

SIE

Date: 4/13/2017

Series 6

Date: 11/13/2015

Current Firm

RHODO WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RHODO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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