AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CN

Christopher Olson Nelson

SATURNA BROKERAGE SERVICES
BELLINGHAM, WA
·CRD# 6576687·10 years experience

Professional Summary

Christopher Olson Nelson, who also goes by Christopher Dane Nelson, is a registered financial advisor currently at SATURNA BROKERAGE SERVICES, INC located in Bellingham, Washington. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2016. Christopher has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Dane Nelson

Blog Corner

Similar Advisors

AC
Anita Cepeda

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#
View profile
Zachary Seidman
Zachary Seidman

PHASE LINE FINANCIAL

ARROYO GRANDE, CA · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

AC
Anita Cepeda

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#
Bradley Edward Meister
Bradley Edward Meister

KOVACK ADVISORS, INC.

NAPOLEON, OH · CRD#
Zachary Seidman
Zachary Seidman

PHASE LINE FINANCIAL

ARROYO GRANDE, CA · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

AC
Anita Cepeda

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#
Bradley Edward Meister
Bradley Edward Meister

KOVACK ADVISORS, INC.

NAPOLEON, OH · CRD#
Zachary Seidman
Zachary Seidman

PHASE LINE FINANCIAL

ARROYO GRANDE, CA · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

AC
Anita Cepeda

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#
Bradley Edward Meister
Bradley Edward Meister

KOVACK ADVISORS, INC.

NAPOLEON, OH · CRD#
Zachary Seidman
Zachary Seidman

PHASE LINE FINANCIAL

ARROYO GRANDE, CA · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Years of Experience

10 years in the financial services industry

Current & Past Employments

SATURNA BROKERAGE SERVICES, INC·CRD# 18437
BD
1. 1300 N. State St., Bellingham, WA 982252. 1300 N. State Street, Bellingham, WA 98225-4730
February 23, 2016 - Present

Similar Advisors

AC
Anita Cepeda

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#
Bradley Edward Meister
Bradley Edward Meister

KOVACK ADVISORS, INC.

NAPOLEON, OH · CRD#
Zachary Seidman
Zachary Seidman

PHASE LINE FINANCIAL

ARROYO GRANDE, CA · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Current Firm

SB
SATURNA BROKERAGE SERVICES, INC

INVESTORS NATIONAL CORPORATION | SATURNA BROKERAGE SERVICES, INC | INVESTORS NORTHWEST, INC.

CRD#: 18437 / SEC#: 8-36558
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1300 N. State Street, Bellingham, WA 98225-4730

Mailing Address

1300 N. State Street, Bellingham, WA 98225-4730

Phone Number

(360) 734-1266

Established

Washington since 07/21/1986

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SATURNA CAPITAL CORPORATION100% OWNER—
CARTEN, JANE KAISERDIRECTOR2929087
CARTEN, JANE KAISERCEO AND PRESIDENT2929087
FANKHAUSER, CHRISTOPHER REEDCOO2857015
FANKHAUSER, CHRISTOPHER REEDDIRECTOR2857015
HANNA, KALEN MARTINCFO5710886
HANNA, KALEN MARTINTREASURER5710886
HANNA, KALEN MARTINDIRECTOR5710886
STEWART, JACOB ANDREWCCO AND AML OFFICER5456089

Disclosures

Regulatory Event

1

Similar Advisors

AC
Anita Cepeda

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#
Bradley Edward Meister
Bradley Edward Meister

KOVACK ADVISORS, INC.

NAPOLEON, OH · CRD#
Zachary Seidman
Zachary Seidman

PHASE LINE FINANCIAL

ARROYO GRANDE, CA · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

AC
Anita Cepeda

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#
Bradley Edward Meister
Bradley Edward Meister

KOVACK ADVISORS, INC.

NAPOLEON, OH · CRD#
Zachary Seidman
Zachary Seidman

PHASE LINE FINANCIAL

ARROYO GRANDE, CA · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Washington
(3/22/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2016About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

AC
Anita Cepeda

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#
Bradley Edward Meister
Bradley Edward Meister

KOVACK ADVISORS, INC.

NAPOLEON, OH · CRD#
Zachary Seidman
Zachary Seidman

PHASE LINE FINANCIAL

ARROYO GRANDE, CA · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Christopher Olson Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

AC
Anita Cepeda

FIDELITY BROKERAGE SERVICES LLC

SMITHFIELD, RI · CRD#
Bradley Edward Meister
Bradley Edward Meister

KOVACK ADVISORS, INC.

NAPOLEON, OH · CRD#
Zachary Seidman
Zachary Seidman

PHASE LINE FINANCIAL

ARROYO GRANDE, CA · CRD#
AM
Avery Tyrone Marsh

PFS INVESTMENTS INC.

TROY, MI · CRD#
CN
Follow Christopher
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required