John William Noell Iii
Professional Summary
John William Noell III is a registered financial advisor currently at XR SECURITIES LLC located in Chicago, Illinois. John is registered as a RR (Registered Representative) and started their career in finance in 2015. John has worked at 1 firm and has passed the Series 57TO, SIE and Series 56 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
RHOBD LLC | XR SECURITIES LLC
Contact Information
Main Address
550 West Jackson Boulevard #1000, Chicago, IL 60661-5704Mailing Address
550 West Jackson Boulevard #1000, Chicago, IL 60661-5704Phone Number
(312) 244-4500Established
Delaware since 05/18/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Nov 2015SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John William Noell III's CRS (Customer Relationship Summary).
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