Matthew T. Zimmermann

THE JOSEPH GROUP CAPITAL MANAGEMENT

Columbus, OH 43215

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CRD#: 6576464

Professional summary

Matthew Thomas Zimmermann, CFP® is a registered financial advisor currently at THE JOSEPH GROUP CAPITAL MANAGEMENT located in Columbus, Ohio.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Matthew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Thomas Zimmermann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 23, 2022 - Present

THE JOSEPH GROUP CAPITAL MANAGEMENT

Office #1: 605 South Front Street Suite 100, Columbus, OH 43215

RIA

CRD#: 165311

Columbus, OH

Past

November 23, 2015 - August 3, 2022

HAMILTON CAPITAL

RIA

CRD#: 109116

Columbus, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE JOSEPH GROUP CAPITAL MANAGEMENT

THE JOSEPH GROUP CAPITAL MANAGEMENT | THE JOSEPH GROUP LLC

CRD#: 165311 / SEC#: 801-77130

RIA

Registered Investment Advisory firm - (10/3/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2015

Uniform Investment Adviser Law Examination

Current Firm

THE JOSEPH GROUP CAPITAL MANAGEMENT

THE JOSEPH GROUP CAPITAL MANAGEMENT | THE JOSEPH GROUP LLC

CRD#: 165311 / SEC#: 801-77130

RIA

Registered Investment Advisory firm - (10/3/2012 Approved)

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Contact information

Main Address

605 South Front Street Suite 100, Columbus, OH 43215

Mailing Address

Phone number

(614) 228-4300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE JOSEPH GROUP CAPITAL MANGEMENT (4/17/2025)

Regulatory assets under management

Total Number of Accounts	796
AUM (Assets Under Management)	$ 947,008,553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew T. Zimmermann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Thomas Zimmermann's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE JOSEPH GROUP CAPITAL MANAGEMENT

HAMILTON CAPITAL

Primary Firm SEC Registration

THE JOSEPH GROUP CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2015

Current Firm

THE JOSEPH GROUP CAPITAL MANAGEMENT

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE JOSEPH GROUP CAPITAL MANAGEMENT

TRUST BUT VERIFY

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