Jaisy Prem

NORTHSTAR INVESTMENT ADVISORY LLC

Fresno, CA

Some features on this profile are disabled

CRD#: 6576323

Professional summary

Jaisy Prem, CFP® is a registered financial advisor currently at NORTHSTAR INVESTMENT ADVISORY LLC located in Fresno, California.

Jaisy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jaisy has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

***Group Benefits, Medical, Dental, Vision, 02/04/16. ***Fixed Insurance, Life, DI, Annuity, 02/04/16. ***Rental Properties, Co-owner, 05/09/17.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaisy Prem's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 11, 2022 - Present

NORTHSTAR INVESTMENT ADVISORY LLC

RIA

CRD#: 315965

Fresno, CA

Past

February 1, 2016 - February 13, 2019

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Fresno, CA

Past

December 15, 2015 - February 13, 2019

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Fresno, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHSTAR INVESTMENT ADVISORY LLC

CRD#: 315965 / SEC#: 801-122824

RIA

Registered Investment Advisory firm - (12/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2015

General Securities Representative Examination

Current Firm

NORTHSTAR INVESTMENT ADVISORY LLC

CRD#: 315965 / SEC#: 801-122824

RIA

Registered Investment Advisory firm - (12/7/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8605 Santa Monica Blvd Pmb 65044, West Hollywood, CA 90069

Mailing Address

Phone number

(310) 896-8197

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHSTAR ADV PART 2A OCTOBER 24, 2025 (10/24/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jaisy Prem

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaisy Prem's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHSTAR INVESTMENT ADVISORY LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

NORTHSTAR INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/21/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/15/2015

Current Firm

NORTHSTAR INVESTMENT ADVISORY LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

NORTHSTAR INVESTMENT ADVISORY LLC

TRUST BUT VERIFY

Similar Advisors