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JA

James L. Antompietri

Some features on this profile are disabled
CRD#: 6576078
JA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Louis Antompietri, who also goes by James L Antompietri, James Louis Antompietri, James Antompietri, James Louis Antompietri Narvaez, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2016. James had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James L Antompietri | James Louis Antompietri | James Antompietri | James Louis Antompietri Narvaez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 19, 2021 - July 26, 2021

FORUSALL

RIA
CRD#: 167241
Scottsdale, AZ
Past

June 8, 2020 - June 12, 2020

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
Phoenix, AZ
Past

March 17, 2020 - June 12, 2020

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
Phoenix, AZ
Past

March 16, 2020 - June 8, 2020

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
PHOENIX, AZ
Past

January 22, 2019 - October 29, 2019

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
Phoenix, AZ
Past

December 17, 2018 - October 29, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Phoenix, AZ
Past

January 4, 2016 - November 6, 2018

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FO
FORUSALL
FORUS ADVISORS, LLC | FORUSALL ADVISORS, LLC | FORUSALL

CRD#: 167241 / SEC#: 801-77865

RIA
Registered Investment Advisory firm - (4/18/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/18/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/3/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/30/2015
General Securities Representative Examination

Current Firm

FO
FORUSALL
FORUS ADVISORS, LLC | FORUSALL ADVISORS, LLC | FORUSALL

CRD#: 167241 / SEC#: 801-77865

RIA
Registered Investment Advisory firm - (4/18/2013 Approved)
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Contact information

Main Address
Oakland, CA
Mailing Address
809 Laurel St. Unit 1328, San Carlos, CA 94070
Phone number
(844) 401-2253
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/28/2025)
FORUSALL ADVISORS ADV PART 3 (FORM CRS) (3/28/2025)

Regulatory assets under management

Total Number of Accounts46,824
AUM (Assets Under Management)$ 1,337,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORUSALL

CRD#: 167241

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