Bradley C. Palmer
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CRD#: 6576073
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Carroll Palmer was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2015. Bradley had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: DESTINATION WEALTH ADVISORS POSI: Financial Advisor NOB: Insurance INV REL: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 135 START DATE: 11/28/2023 ADDRESS: 1300 Benson Rd, Suite 108, Garner NC 27529 DESCRIPTION: Maintain client investment accounts Provide financial advice to clients Maintain communication with clients and provide timely service Meet and review accounts with clients Business Name: VFW POST 5886 POSI: Commander NOB: Commander INV REL: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2023 ADDRESS: 100 Pitchi Street, Smithfield NC 27577 DESC: Oversee the general operation of the Post. Chief Executive. Lead meetings. Assist in election of Post officers and committee members. Act as representative for the Post at all District and State functions, as needed. Business Name: CLAYTON CHAMBER OF COMMERCE POSI: Board Member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2023 ADDRESS: Clayton Chamber of Commerce, 301 E Main Street, Clayton NC 27520 DESC: 1. Attend board meetings 2. Vote on issues before the board dealing with Chamber policy and initiatives 3. Sell ten tickets to the Reverse Raffle annually 4. Attend strategic planning sessions annually 5. Represent the board at chamber events Business Name: BOARD OF VETERANS JOHNSON COUNTY POSI: board member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2023 ADDRESS: 309 E Market Street, Smithfield NC 27577 DESC: Appointed by the commissioner in my district of residence to act as an advisor to said commissioner on Veteran issues affecting constituents. Board meets quarterly. Business Name: CLAYTON CHAMBER OF COMMERCE LEGISLATIVE AND GOVERNMENTAL AFFAIRS COMMITTEE POSI: Committee member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2023 ADDRESS: 301 E Main Street, Clayton NC 27520 DESCRIPTION: 1. Attend meetings 2. Meet with local, county, state and national elected leaders 3. Attend Chamber events Business Name: JOHNSTON COUNTY VETERANS COUNCIL POSI: member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2023 ADDRESS: 309 E Market Street, Smithfield NC 27577 DESC: 1. Attend meetings 2. Report activities of the Veterans of Foreign Wars Post 5886 3. Work with other Veterans Council members to improve the services to Veterans in the county
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 29, 2023 - October 7, 2025
KESTRA PRIVATE WEALTH SERVICES, LLC
RIA
CRD#: 155193
Garner, NC
Past
November 29, 2023 - October 7, 2025
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Garner, NC
Past
January 14, 2016 - November 1, 2023
EDWARD JONES
RIA
CRD#: 250
CLAYTON, NC
Past
December 23, 2015 - November 1, 2023
EDWARD JONES
BD
CRD#: 250
CLAYTON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
