SF
Shanell Foster
THRIVENT INVESTMENT MANAGEMENT
Lake Worth, FL 33467
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CRD#: 6575314
SF
Professional summary
Shanell Foster, who also goes by Foster Tiffany Shanell, Wright Tiffany Shanell, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Lake Worth, Florida.
Shanell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Shanell has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Foster Tiffany Shanell | Wright Tiffany Shanell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SHANELL FOSTER FOUNDATION INC POSITION: President NATURE: Nonprofit organization providing support for access to education and opportunities for the less fortunate, locally and internationally. Goal is to remove barriers to education and facilitate career opportunities for the underserved through partnerships with other nonprofits. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2023 ADDRESS: 11173 Pacifica St, Wellington FL 33449, United States DESCRIPTION: Identify needs and opportunities to make an impact in the area of education.Reviewing project details and proposals for funding.Follow up on progress at nonprofit or recipient entities. ALLIANCE OF WOMEN EXECUTIVES AWE POSITION: Board Member NATURE: AWE provides a platform to bring women together, united in sharing knowledge and experiences, while at the same time giving back to young women in Palm Beach County through academic scholarships. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 6386 Esprit Way, Boynton Beach FL 33437, United States DESCRIPTION: Provide ideas for helping to strength and grow the organization to make a bigger charitable impact PATHS AND GATEWAYS POSITION: Board Member NATURE: To ensure that every child in rural communities has access to aworld-class education, fostering the development of resilient lifelong learners proficient in problem-solving and decision-making. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 7922 SIENNA SPRINGS DRIVE, Lake Worth FL 33463, United States DESCRIPTION: My role includes participating in meetings and offer my expertise and guidance to ensureall programs are focused on achieving the mission.
CRS (Client Relationship Summary) - RIA
Click below to view Shanell Foster's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shanell Foster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 8461 Lake Worth Rd, Lake Worth, FL 33467RIA
BD
CRD#: 18387
Lake Worth, FL
Current
February 5, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 8461 Lake Worth Rd, Lake Worth, FL 33467RIA
BD
CRD#: 18387
Lake Worth, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(12/17/2020)
RR
Florida(3/7/2016)
IAR
Florida(3/9/2016)
RR
Georgia(9/20/2016)
RR
Illinois(4/19/2021)
RR
Massachusetts(1/24/2022)
RR
New Jersey(1/31/2022)
RR
New York(9/20/2016)
RR
North Carolina(12/20/2021)
RR
Ohio(4/24/2023)
RR
Rhode Island(8/21/2025)
RR
South Carolina(1/5/2024)
RR
Tennessee(9/12/2023)
RR
Washington(4/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
