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Richard Rademacher
PETERSON FINANCIAL GROUP
Des Moines, IA 50309
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CRD#: 6575309
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Professional summary
Richard Rademacher, who also goes by Rademacher R.j., is a registered financial advisor currently at PETERSON FINANCIAL GROUP, INC. located in Des Moines, Iowa.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Richard has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rademacher R.j.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PERSONAL RENTAL HOME POSITION: Home owner NATURE: I recently sold my rental home in fort Collins, co and purchased 2 rental properties in des moines that are managed by Top Shelf Property Management. I personally own the home, it is not owned through an LLC. The office location for Top Shelf is 3408 Woodland Ave. Ste. 403. Top Shelf handles advertising, tenant screening, contracts, and maintenance on the home. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 525 24th st., Des Moines IA 50265, United States AND 120 6th St. Waukee, IA 50263, United States DESCRIPTION: I make decisions on maintenance needs as they arise, monthly lease amount, and pay the mortgage on the home. The property management company, Top Shelf, handles advertising, tenant screening, contracts, and maintenance on the home. INSURANCE AGENT POSITION: Sales agent offering life, health and annuities. SECURITIES TRADING HOURS: 20 START DATE: 01/01/2016 ADDRESS: 220 SW 9th Street, Suite 230 Des Moines, IA 50309
CRS (Client Relationship Summary) - RIA
Click below to view Richard Rademacher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2024 - Present
PETERSON FINANCIAL GROUP, INC.
Office #1: 220 Sw 9th St. Suite 230, Des Moines, IA 50309RIA
CRD#: 169519
Des Moines, IA
Past
February 2, 2016 - June 3, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Johnston, IA
Past
January 12, 2016 - June 3, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Johnston, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PETERSON FINANCIAL GROUP, INC.
PETERSON FINANCIAL GROUP, INC.
CRD#: 169519 / SEC#: 801-120786
RIA
Registered Investment Advisory firm - (4/13/2021 Approved)Iowa
Registered Investment Advisory firm - (4/20/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(6/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PETERSON FINANCIAL GROUP, INC.
PETERSON FINANCIAL GROUP, INC.
CRD#: 169519 / SEC#: 801-120786
RIA
Registered Investment Advisory firm - (4/13/2021 Approved)Iowa
Registered Investment Advisory firm - (4/20/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
220 Sw 9th St. Suite 230, Des Moines, IA 50309
Mailing Address
Phone number
(515) 226-1500
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,251 |
| AUM (Assets Under Management) | $ 247,615,222 |
Red Flags
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Company Information
PETERSON FINANCIAL GROUP, INC.
CRD#: 169519Des Moines, IA 50309TRUST BUT VERIFY
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