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DM

David Mccormack

POINTE CAPITAL MANAGEMENT
Grosse Pointe Farms, MI 48236
Some features on this profile are disabled
CRD#: 6574977
DM

Professional summary

David Mccormack, who also goes by David Joseph Mccormack, is a registered financial advisor currently at POINTE CAPITAL MANAGEMENT LLC located in Grosse Pointe Farms, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. David has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 52 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David Joseph Mccormack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Mccormack's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

POINTE CAPITAL MANAGEMENT LLC

Office #1: 102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236
RIA
CRD#: 152520
Grosse Pointe Farms, MI
Past

April 27, 2023 - March 1, 2026

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Birmingham, MI
Past

April 25, 2023 - March 1, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Birmingham, MI
Past

March 16, 2017 - July 1, 2021

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

May 17, 2016 - March 17, 2017

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
POINTE CAPITAL MANAGEMENT LLC
AFFINITY WEALTH SERVICES, LLC | POINTE CAPITAL MANAGEMENT LLC

CRD#: 152520 / SEC#: 801-70983

RIA
Registered Investment Advisory firm - (1/19/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(3/31/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/14/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/31/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 5/5/2018
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/2016
General Securities Representative Examination

Current Firm

PC
POINTE CAPITAL MANAGEMENT LLC
AFFINITY WEALTH SERVICES, LLC | POINTE CAPITAL MANAGEMENT LLC

CRD#: 152520 / SEC#: 801-70983

RIA
Registered Investment Advisory firm - (1/19/2010 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236
Mailing Address
Phone number
(313) 882-7100
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

POINTE CAPITAL MANAGEMENT ADV 2A MARCH 2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts437
AUM (Assets Under Management)$ 437,163,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POINTE CAPITAL MANAGEMENT LLC

CRD#: 152520Grosse Pointe Farms, MI 48236

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