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Roubik Sarian

HAYK CAPITAL
Glendale, CA
Some features on this profile are disabled
CRD#: 6574912
RS

Professional summary

Roubik Sarian is a registered financial advisor currently at HAYK CAPITAL located in Glendale, California.

Roubik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Roubik has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BRIGHT START; NON-INVESTMENT RELATED. 3212 LA CRESCENTA AVE, GLENDALE CA 91208; NATURE OF BUSINESS: CHILD CARE SERVICES. PART TIME EMPLOYEE, POSITION: CONSULTANT, MARKETING. 16HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: PLAN AND MANAGE MARKETING PROGRAMS AND PLANS. LIFE INSURANCE AGENT - INVESTMENT RELATED. 3420 OAKMONT VIEW DR. GLENDALE, CA 91208. NATURE OF BUSINESS: OFFER CLIENTS LIFE INSURANCE POLICIES (TERM, UNIVERSAL FIXED OR VARIABLE) IN ACCORDANCE TO THEIR RISK MANAGEMENT AND FINANCIAL NEEDS. 100% OWNER, POSITION: INSURANCE AGENT. STARTED 06/2016. 40HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: EVALUATE CLIENT'S NEEDS FOR LIFE INSURANCE COVERAGE AND OFFER APPROPRIATE POLICIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roubik Sarian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 29, 2021 - Present

HAYK CAPITAL

RIA
CRD#: 311500
Glendale, CA
Past

December 6, 2019 - January 25, 2021

STONEX ADVISORS INC.

RIA
CRD#: 174182
BIRMINGHAM, AL
Past

December 6, 2019 - January 25, 2021

STONEX SECURITIES INC.

BD
CRD#: 18456
Glendale, CA
Past

January 3, 2018 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
GLENDALE, CA
Past

January 3, 2018 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

April 8, 2016 - December 15, 2017

WADDELL & REED

RIA
CRD#: 866
SHERMAN OAKS, CA
Past

February 4, 2016 - December 15, 2017

WADDELL & REED

BD
CRD#: 866
SHERMAN OAKS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/29/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/8/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/4/2016
General Securities Representative Examination

Current Firm

HC
HAYK CAPITAL
HAYK CAPITAL

CRD#: 311500 / SEC#:

California
Registered Investment Advisory firm - (3/29/2021 Approved)
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Contact information

Main Address
Glendale, CA
Mailing Address
Phone number
(818) 292-1122
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 792,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAYK CAPITAL

CRD#: 311500Glendale, CA

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