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Roubik Sarian

HAYK CAPITAL
GLENDALE, CA
·CRD# 6574912·10 years experience

Professional Summary

Roubik Sarian is a registered financial advisor currently at HAYK CAPITAL located in Glendale, California. Roubik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Roubik has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

HAYK CAPITAL·CRD# 311500
RIA
Glendale, CA
March 29, 2021 - Present
STONEX ADVISORS INC.·CRD# 174182
RIA
Birmingham, AL
December 6, 2019 - January 25, 2021
STONEX SECURITIES INC.·CRD# 18456
BD
Glendale, CA
December 6, 2019 - January 25, 2021
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
RIA
Glendale, CA
January 3, 2018 - December 6, 2019
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
January 3, 2018 - December 6, 2019
WADDELL & REED·CRD# 866
RIA
Sherman Oaks, CA
April 8, 2016 - December 15, 2017
WADDELL & REED·CRD# 866
BD
Sherman Oaks, CA
February 4, 2016 - December 15, 2017

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Current Firm

HC
HAYK CAPITAL

HAYK CAPITAL

CRD#: 311500
California
Registered Investment Advisory firm - California (3/29/2021 Approved)

Contact Information

Main Address

Glendale, CA

Phone Number

(818) 292-1122

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

9

AUM (Assets Under Management)

$792,490

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BRIGHT START; NON-INVESTMENT RELATED. 3212 LA CRESCENTA AVE, GLENDALE CA 91208; NATURE OF BUSINESS: CHILD CARE SERVICES. PART TIME EMPLOYEE, POSITION: CONSULTANT, MARKETING. 16HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: PLAN AND MANAGE MARKETING PROGRAMS AND PLANS. LIFE INSURANCE AGENT - INVESTMENT RELATED. 3420 OAKMONT VIEW DR. GLENDALE, CA 91208. NATURE OF BUSINESS: OFFER CLIENTS LIFE INSURANCE POLICIES (TERM, UNIVERSAL FIXED OR VARIABLE) IN ACCORDANCE TO THEIR RISK MANAGEMENT AND FINANCIAL NEEDS. 100% OWNER, POSITION: INSURANCE AGENT. STARTED 06/2016. 40HRS/MO AND 0HRS/MO DURING TRADING HRS. DUTIES: EVALUATE CLIENT'S NEEDS FOR LIFE INSURANCE COVERAGE AND OFFER APPROPRIATE POLICIES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2016About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2016About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Roubik Sarian's CRS (Customer Relationship Summary).

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