Rachel N. Kleinman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rachel Navon Kleinman, CFP®, who also goes by Rachel Nicole Kleinman, Rachel Nicole Navon, Rachel Navon, was a registered financial professional .
Rachel is a previously registered financial professional and started their career in finance in 2015. Rachel had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2022 - March 18, 2026
DIMENSIONAL FUND ADVISORS LP
December 16, 2022 - March 18, 2026
DFA SECURITIES LLC
November 23, 2016 - March 9, 2022
DIMENSIONAL FUND ADVISORS LP
November 10, 2015 - March 9, 2022
DFA SECURITIES LLC
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
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Exams
Current Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
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