Luke E. Webster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luke E Webster, who also goes by Luke Everett Webster, Luke Webster, was a registered financial professional .
Luke is a previously registered financial professional and started their career in finance in 2016. Luke had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2019 - March 10, 2020
TD AMERITRADE, INC.
July 14, 2019 - March 10, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 29, 2018 - March 10, 2020
TD AMERITRADE, INC.
January 6, 2017 - November 24, 2017
J.P. MORGAN SECURITIES LLC
January 6, 2017 - November 24, 2017
J.P. MORGAN SECURITIES LLC
August 16, 2016 - January 10, 2017
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
