Patrick L. Hopps

BAC CAPITAL ADVISORS LLC

Seattle, WA 98101

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CRD#: 6574245

Professional summary

Patrick Lawrence Hopps, who also goes by Patrick Hopps, is a registered financial advisor currently at BAC CAPITAL ADVISORS LLC located in Seattle, Washington.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Patrick has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Hopps

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Lawrence Hopps's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2015 - Present

BAC CAPITAL ADVISORS LLC

Office #1: 601 Union St. Suite 1450, Seattle, WA 98101

RIA

CRD#: 116816

Seattle, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAC CAPITAL ADVISORS LLC

CRD#: 116816 / SEC#: 801-60832

RIA

Registered Investment Advisory firm - (1/17/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2015

Uniform Investment Adviser Law Examination

Current Firm

BAC CAPITAL ADVISORS LLC

CRD#: 116816 / SEC#: 801-60832

RIA

Registered Investment Advisory firm - (1/17/2002 Approved)

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Contact information

Main Address

601 Union St. Suite 1450, Seattle, WA 98101

Mailing Address

Phone number

(206) 625-1800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A&B 2025 (3/12/2025)

BAC CAPITAL ADV 2AB (3/12/2025)

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 296,806,554

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/17/2025	Cover Page	Report
10/11/2024	Cover Page	Report
08/29/2023	Cover Page	Report
08/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick L. Hopps

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Lawrence Hopps's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAC CAPITAL ADVISORS LLC

Primary Firm SEC Registration

BAC CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2015

Current Firm

BAC CAPITAL ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BAC CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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