Eric Whittington
Professional Summary
Eric Whittington is a registered financial advisor currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma. Eric is registered as a RR (Registered Representative) and started their career in finance in 2015. Eric has worked at 2 firms and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
Contact Information
Main Address
4000 N Mingo Rd, Tulsa, OK 74116Mailing Address
4000 N Mingo Rd, Tulsa, OK 74116Phone Number
(918) 281-1820Established
Delaware since 10/20/2016Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
MediumDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2015About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Whittington's CRS (Customer Relationship Summary).
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