James R. Chavez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Chavez, who also goes by James Chavez, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2016. James had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2017 - December 31, 2022
GREEN RIVER WEALTH MANAGEMENT LLC
April 19, 2016 - October 20, 2016
WADDELL & REED
March 2, 2016 - October 20, 2016
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
GREEN RIVER WEALTH MANAGEMENT LLC
CRD#: 285900 / SEC#: 801-108782
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 2,432,000 |
Red Flags
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