Phillip E. Hammett

TIP GROUP LLC

Houston, TX 77027

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CRD#: 6573835

Professional summary

Phillip Edward Hammett is a registered financial advisor currently at TIP GROUP LLC located in Houston, Texas.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Phillip has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Multiple Carriers; Insurance Sales; 1800 W Loop S Houston, TX 77027; not investment related; insurance sales; Producer; 09/08/2018; 170hrs/mo (80 during trading hours); Prospecting, meeting with clients, case prep & sales-related activities. 2) Virtual Amazon Store, LLC; not investment related; 1255 N Poat Oak Road Apt 5110 Houston TX 77055; online retail/distribution; LLc sole proprietor 33.33% owner of the business; 08/24/2020; 4 hours/month ( 0 during security hours); Duties will include forecasting/bookkeeping/funds disbursement. Minimal input needed

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Edward Hammett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2022 - Present

TIP GROUP LLC

Office #1: 1800 W. Loop S Suite 1800, Houston, TX 77027

RIA

CRD#: 322053

Houston, TX

Past

April 20, 2020 - June 15, 2022

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

HOUSTON, TX

Past

December 15, 2016 - September 17, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/11/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/15/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TIP GROUP LLC

PROVESTOR LLC | TIP GROUP LLC

CRD#: 322053 / SEC#:

Indiana

Registered Investment Advisory firm - (10/1/2025 Approved)

Louisiana

Registered Investment Advisory firm - (4/23/2024 Approved)

Texas

Registered Investment Advisory firm - (9/6/2022 Approved)

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Contact information

Main Address

1800 W. Loop S Suite 1800, Houston, TX 77027

Mailing Address

Phone number

(713) 969-4500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	519
AUM (Assets Under Management)	$ 36,251,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip E. Hammett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Edward Hammett's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIP GROUP LLC

THE O.N. EQUITY SALES COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2022

Series 63

Date: 1/25/2017

Series 7TO

Date: 3/11/2021

SIE

Date: 9/17/2018

Series 6

Date: 12/15/2016

Current Firm

TIP GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TIP GROUP LLC

TRUST BUT VERIFY

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