OS
Orlando J. Sthory
NAVY FEDERAL INVESTMENT SERVICES
Miami, FL 33181
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CRD#: 6573818
OS
Professional summary
Orlando Jose Sthory is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Miami, Florida.
Orlando is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Orlando has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Orlando Sthory - Real Estate independent agent - Started 07/2018 - Devote 0 hrs during non-trade hrs, 0 hrs during trading hrs. 2. The Greater Miami Chamber of Commerce - Start 6/2024 - Volunteer member for networking, education and business awareness with local community. - 4hrs during non-trade hrs. 0 during trading hrs. 3. Mi Plan, LLC - Rental property - Miami, FL - Active Owner - Start: April, 2025 - Collect rent, Devote 2 hrs during non-trade hrs, 0 hrs during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Orlando Jose Sthory's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Orlando Jose Sthory's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2024 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 14583 Biscayne Blvd, Miami, FL 33181RIA
BD
CRD#: 138459
Miami, FL
Current
April 1, 2024 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 14583 Biscayne Blvd, Miami, FL 33181RIA
BD
CRD#: 138459
Miami, FL
Past
April 5, 2023 - October 6, 2023
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BOCA RATON, FL
Past
December 20, 2022 - October 6, 2023
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BOCA RATON, FL
Past
February 11, 2016 - November 4, 2022
GROVE WEALTH MANAGEMENT, LLC
RIA
CRD#: 281917
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/1/2024)
IAR
Florida(4/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/20/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD#: 138459Miami, FL 33181TRUST BUT VERIFY
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