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MK

Mohammed A. Khalid

NABATA INVESTMENT GROUP
Mountlake Terrace, WA
Some features on this profile are disabled
CRD#: 6573540
MK

Professional summary

Mohammed Adnan Khalid, who also goes by Adnan Khalid, is a registered financial advisor currently at NABATA INVESTMENT GROUP, LLC located in Mountlake Terrace, Washington.

Mohammed is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mohammed has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Adnan Khalid

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Other Business: Uber, self-employed; Investment-Related: No; Address: Mountlake Terrace, WA; Title and Role: Owner-operator ride share service; Start Date: 06/2016; Hours Devoted Per Month: 40 hrs a month; Hours Devoted Per Month During Trading Hours: 0. (2) Name of Other Business: Golden Orchard Group, LLC; Investment-Related: No; Address: Mountlake Terrace, WA; Title and Role: Principal and Educational Consultant, provide educational consulting services to students, parents and educational institutions; Start Date: 04/2024; Hours Devoted Per Month: 10 hrs a month; Hours Devoted Per Month During Trading Hours: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mohammed Adnan Khalid's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2025 - Present

NABATA INVESTMENT GROUP, LLC

RIA
CRD#: 330616
Mountlake Terrace, WA
Past

December 2, 2015 - October 17, 2017

SYMETRA SECURITIES, INC.

BD
CRD#: 739
BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(5/6/2025)
IAR
Washington
(1/10/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/26/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/12/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/17/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/2/2015
Investment Company Products/Variable Contracts Representative Examination

Current Firm

NI
NABATA INVESTMENT GROUP, LLC
NABATA INVESTMENT GROUP, LLC

CRD#: 330616 / SEC#:

Texas
Registered Investment Advisory firm - (5/6/2025 Conditional Restricted)
Washington
Registered Investment Advisory firm - (1/10/2025 Approved)
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Contact information

Main Address
Mountlake Terrace, WA
Mailing Address
Phone number
(206) 714-8451
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NABATA INVESTMENT GROUP, LLC

CRD#: 330616Mountlake Terrace, WA

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