Joshua S. Greer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Smith Greer, who also goes by Joshua S Greer, Joshua Greer, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2016. Joshua had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2023 - March 26, 2024
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 22, 2021 - November 17, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 17, 2021 - November 17, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 30, 2021 - December 13, 2021
PRUCO SECURITIES, LLC.
April 28, 2021 - December 13, 2021
PRUCO SECURITIES, LLC.
February 12, 2020 - May 7, 2021
VALIC FINANCIAL ADVISORS, INC.
February 11, 2020 - May 7, 2021
VALIC FINANCIAL ADVISORS, INC.
December 7, 2017 - February 10, 2020
CETERA INVESTMENT ADVISERS LLC
December 6, 2017 - February 10, 2020
CETERA INVESTMENT SERVICES LLC
April 19, 2017 - July 26, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
April 11, 2017 - July 26, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
August 30, 2016 - September 14, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
August 29, 2016 - September 14, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SVP, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SVP, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | INTERIM HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
