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Dan John Kopcak

REDWOOD FINANCIAL NETWORK
SOLON, OH
·CRD# 6573080·10 years experience

Professional Summary

Dan John Kopcak is a registered financial advisor currently at REDWOOD FINANCIAL NETWORK located in Solon, Ohio and LPL FINANCIAL LLC located in Solon, Ohio. Dan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Dan has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

REDWOOD FINANCIAL NETWORK·CRD# 157834
RIA
30285 Bruce Industrial Parkway Suite A, Solon, OH 44139
April 6, 2018 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
BD
30285 Bruce Industrial Pwy #a, Solon, OH 44139
May 19, 2017 - Present
W&S BROKERAGE SERVICES, INC.·CRD# 8099
BD
Hudson, OH
April 28, 2016 - June 1, 2017

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Current Firm

RF
REDWOOD FINANCIAL NETWORK

REDWOOD FINANCIAL NETWORK | REDWOOD FINANCIAL NETWORK CORP.

CRD#: 157834 / SEC#: 801-79617
RIA
Registered Investment Advisory firm - SEC (4/28/2014 Approved)
Illinois
Registered Investment Advisory firm - Illinois (4/28/2014 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (5/16/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

30285 Bruce Industrial Parkway Suite A, Solon, OH 44139

Phone Number

(440) 287-5020

# of Employees

11

SEC notice filing (9 States and Territories)

Registered to provide investment advisory services in 9 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

REDWOOD FINANCIAL NETWORK 2026 ANNUAL FORM ADV PART 2 APPENDIX 1 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,019

AUM (Assets Under Management)

$262,831,870

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 05/19/2017 - REDWOOD FINANCIAL NETWORK CORPORATION - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s). 2) 5/24/2017 - REDWOOD FINANCIAL NETWORK CORP. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 6/1/2017 - 160 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 70% - I provide administrative services through Redwood Financial Network Corp., an independent investment advisor firm. I started this business activity in May 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 06/2017; NON-VARIABLE INSURANCE; VARIOUS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND FIXED ANNUITY BUSINESS DIRECTLY THROUGH VARIOUS INSURANCE CARRIERS; SOLON, OH; 5% TIME SPENT.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
REDWOOD FINANCIAL NETWORK

REDWOOD FINANCIAL NETWORK | REDWOOD FINANCIAL NETWORK CORP.

CRD#: 157834 / SEC#: 801-79617
RIA
Registered Investment Advisory firm - SEC (4/28/2014 Approved)
Illinois
Registered Investment Advisory firm - Illinois (4/28/2014 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (5/16/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(5/19/2017)
IAR
Ohio
(4/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2018About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2017About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2016About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Dan John Kopcak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DK
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