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CS

Christopher J. Sealey

WISE US ASSETS
NEW YORK, NY 10010
Some features on this profile are disabled
CRD#: 6573071
CS

Professional summary

Christopher Joseph Sealey, who also goes by Chris Sealey, Christopher J. Sealey, Christopher Sealey, is a registered financial professional currently at WISE US ASSETS INC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2016. Christopher has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Sealey | Christopher J. Sealey | Christopher Sealey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Joseph Sealey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2026 - Present

WISE US ASSETS INC

Office #1: 30 W. 26th St, Sixth Floor, New York, NY 10010
BD
CRD#: 329919
NEW YORK, NY
Past

February 26, 2024 - April 24, 2026

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
BRIDGEWATER, NJ
Past

February 23, 2022 - June 2, 2023

SPEEDROUTE LLC

BD
CRD#: 104138
Jersey City, NJ
Past

October 12, 2020 - March 21, 2022

TZERO MARKETS

BD
CRD#: 304537
New York, NY
Past

October 9, 2018 - April 30, 2020

CARTA SECURITIES, LLC

BD
CRD#: 282086
Hamilton, NJ
Past

April 20, 2016 - September 14, 2018

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
JERSEY CITY, NJ
Past

January 5, 2016 - September 14, 2018

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/7/2026)
RR
Alaska
(5/7/2026)
RR
Arizona
(5/7/2026)
RR
Arkansas
(5/7/2026)
RR
California
(5/7/2026)
RR
Colorado
(5/7/2026)
RR
Connecticut
(5/7/2026)
RR
Delaware
(5/7/2026)
RR
District of Columbia
(5/7/2026)
RR
Florida
(5/7/2026)
RR
Georgia
(5/7/2026)
RR
Hawaii
(5/7/2026)
RR
Idaho
(5/7/2026)
RR
Illinois
(5/7/2026)
RR
Indiana
(5/7/2026)
RR
Iowa
(5/7/2026)
RR
Kansas
(5/7/2026)
RR
Kentucky
(5/7/2026)
RR
Louisiana
(5/7/2026)
RR
Maine
(5/7/2026)
RR
Maryland
(5/7/2026)
RR
Michigan
(5/7/2026)
RR
Minnesota
(5/7/2026)
RR
Mississippi
(5/7/2026)
RR
Missouri
(5/7/2026)
RR
Montana
(5/7/2026)
RR
Nebraska
(5/7/2026)
RR
New Hampshire
(5/7/2026)
RR
New Jersey
(5/7/2026)
RR
New Mexico
(5/7/2026)
RR
New York
(5/7/2026)
RR
North Carolina
(5/7/2026)
RR
North Dakota
(5/7/2026)
RR
Ohio
(5/7/2026)
RR
Oklahoma
(5/7/2026)
RR
Oregon
(5/7/2026)
RR
Pennsylvania
(5/7/2026)
RR
Puerto Rico
(5/7/2026)
RR
Rhode Island
(5/7/2026)
RR
South Carolina
(5/7/2026)
RR
South Dakota
(5/7/2026)
RR
Tennessee
(5/7/2026)
RR
Texas
(5/7/2026)
RR
Utah
(5/7/2026)
RR
Vermont
(5/7/2026)
RR
Virgin Islands
(5/7/2026)
RR
Virginia
(5/7/2026)
RR
Washington
(5/7/2026)
RR
West Virginia
(5/7/2026)
RR
Wisconsin
(5/7/2026)
RR
Wyoming
(5/7/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/29/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 9/14/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 5/7/2026
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/16/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WU
WISE US ASSETS INC
WISE US ASSETS | WISE US ASSETS INC

CRD#: 329919 / SEC#: , 8-71239

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
30 W. 26th St Sixth Floor, New York, NY 10010
Mailing Address
30 W. 26th St Sixth Floor, New York, NY 10010
Phone number
(888) 908-3833
Established
Delaware since 01/31/2024
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WISE US HOLDINGS INCSHAREHOLDER
BLANCO MARQUEZ, ADRIANA GRISELLEGENERAL SECURITIES PRINCIPAL7778003
KRZAK, ALEXANDER JACOBPOO6349160
LAW, KA-MING FRANCISFINOP, PFO2569806
MORIAH, SHINNELL OBONETTACHIEF COMPLIANCE OFFICER/INTERIM CHIEF EXECUTIVE OFFICER6182124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WISE US ASSETS INC

CRD#: 329919New York, NY 10010

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