JH
James K. Hawker
DRIVE WEALTH ADVISERS
Lehi, UT 84043
Some features on this profile are disabled
CRD#: 6572776
JH
Professional summary
James Kirk Hawker, who also goes by James K. Hawker, is a registered financial advisor currently at DRIVE WEALTH ADVISERS located in Lehi, Utah.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. James has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James K. Hawker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CRABB FINANCIAL LLC, POSITION: Chief Investment Officer, Nature: LLC, Investment Related: Yes, Number of hours: 120 Securities Trading Hours, Start Date: 4/7/2025 ADDRESS: 3333 N. DIGITAL DR. STE 700, LEHI, UT 84043 DESCRIPTION: Crabb Financial is the parent company for Drive Wealth Advisers. Acting as Chief Investment Officer and providing advisory support to the clients of Drive Wealth Advisers.
CRS (Client Relationship Summary) - RIA
Click below to view James Kirk Hawker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2025 - Present
DRIVE WEALTH ADVISERS
Office #1: 3333 N Digital Drive #700, Lehi, UT 84043RIA
CRD#: 174728
Lehi, UT
Past
October 6, 2022 - April 12, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Salt Lake City, UT
Past
November 9, 2015 - June 13, 2017
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DRIVE WEALTH ADVISERS
DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT
CRD#: 174728 / SEC#: 801-113223
RIA
Registered Investment Advisory firm - (5/11/2018 Approved)California
Registered Investment Advisory firm - (6/17/2018 Terminated)Texas
Registered Investment Advisory firm - (5/17/2018 Terminated)Utah
Registered Investment Advisory firm - (5/17/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(5/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 10/6/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DRIVE WEALTH ADVISERS
DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT
CRD#: 174728 / SEC#: 801-113223
RIA
Registered Investment Advisory firm - (5/11/2018 Approved)California
Registered Investment Advisory firm - (6/17/2018 Terminated)Texas
Registered Investment Advisory firm - (5/17/2018 Terminated)Utah
Registered Investment Advisory firm - (5/17/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3333 N Digital Drive #700, Lehi, UT 84043
Mailing Address
Phone number
(801) 901-6150
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,487 |
| AUM (Assets Under Management) | $ 2,175,572,827 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/31/2025 | ||
| 03/20/2024 | ||
| 02/27/2023 | ||
| 04/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
