Mary P. Jordan

ALPHA FINANCIAL MANAGEMENT

Savannah, GA 31406-3631

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CRD#: 6572556

Professional summary

Mary Petrone Jordan, CFP®, who also goes by Mary Theresa Petrone, Mary T Petrone, is a registered financial advisor currently at ALPHA FINANCIAL MANAGEMENT, INC. located in Savannah, Georgia.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mary has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Mary Theresa Petrone | Mary T Petrone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental Property Savannah, GA Start date: 9/1/2020 Owner Hours per week: 0 Hours during trading: 0 Secure tenant and handle issues that may arise.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Petrone Jordan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

June 7, 2023 - Present

ALPHA FINANCIAL MANAGEMENT, INC.

Office #1: 7505 Waters Avenue Suite E-1, Savannah, GA 31406-3631

RIA

CRD#: 125800

Savannah, GA

Past

January 11, 2017 - June 1, 2023

EDWARD JONES

RIA

CRD#: 250

SAVANNAH, GA

Past

January 20, 2016 - December 31, 2016

EDWARD JONES

RIA

CRD#: 250

SAVANNAH, GA

Past

December 3, 2015 - June 1, 2023

EDWARD JONES

CRD#: 250

SAVANNAH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/18/2023)

IAR

South Carolina
(6/7/2023)

IAR

Texas
(6/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2015

General Securities Representative Examination

Current Firm

ALPHA FINANCIAL MANAGEMENT, INC.

CRD#: 125800 / SEC#: 801-68426

RIA

Registered Investment Advisory firm - (5/18/2009 Terminated)

Georgia

Registered Investment Advisory firm - (5/14/2009 Approved)

Louisiana

Registered Investment Advisory firm - (2/24/2025 Approved)

South Carolina

Registered Investment Advisory firm - (1/2/2019 Approved)

Texas

Registered Investment Advisory firm - (3/2/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7505 Waters Avenue Suite E-1, Savannah, GA 31406-3631

Mailing Address

Phone number

(912) 353-9343

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	387
AUM (Assets Under Management)	$ 91,607,163

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Mary P. Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Petrone Jordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA FINANCIAL MANAGEMENT, INC.

EDWARD JONES

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2015

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2015

Current Firm

ALPHA FINANCIAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALPHA FINANCIAL MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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