Sean M. Horn

AMERICAN ELITE ADVISORY

The Villages, FL

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CRD#: 6572061

Professional summary

Sean Michael Horn is a registered financial advisor currently at AMERICAN ELITE ADVISORY located in The Villages, Florida.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Sean has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Notary Mortgage Closer- 1099; not investment-related; home address; mortgage notary closings as needed; start date: 1/2016; approx. 12 hrs/month; obtain and notarize signatures on mortgage closing packages **Non-variable insurance sales (fixed life, fixed annuities, P&C)**Part-time closer: Partners Escrow and Title, Inc. - residential real estate closings**Owner: A.S.H. Enterprises, LLC - tax vehicle for spouse's skin-care business, social media marketing, and joint mortgage notary closings

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Horn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2020 - Present

AMERICAN ELITE ADVISORY

RIA

CRD#: 212513

The Villages, FL

Past

January 18, 2017 - April 28, 2020

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Midlothian, VA

Past

December 3, 2015 - April 28, 2020

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Midlothian, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/2/2024)

IAR

Florida
(6/7/2024)

IAR

Missouri
(5/29/2024)

IAR

Texas
(6/12/2020)

IAR

Virginia
(6/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/8/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/3/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AMERICAN ELITE ADVISORY

AMERICAN ELITE ADVISORY | TEXAS ELITE ADVISORY, LLC

CRD#: 212513 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/2/2024 Approved)

Florida

Registered Investment Advisory firm - (4/3/2023 Approved)

Missouri

Registered Investment Advisory firm - (9/21/2021 Approved)

Tennessee

Registered Investment Advisory firm - (3/28/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/18/2015 Approved)

Virginia

Registered Investment Advisory firm - (6/4/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Dallas, TX

Mailing Address

Phone number

(972) 437-8960

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 20,449,546

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean M. Horn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Horn's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN ELITE ADVISORY

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2017

Series 63

Date: 12/8/2015

SIE

Date: 10/1/2018

Series 6

Date: 12/3/2015

Current Firm

AMERICAN ELITE ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN ELITE ADVISORY

TRUST BUT VERIFY

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