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MA

Mark D. Alarie

STIRLINGSHIRE INVESTMENTS
Orlando, FL
Some features on this profile are disabled
CRD#: 6571946
MA

Professional summary

Mark David Alarie is a registered financial advisor currently at STIRLINGSHIRE INVESTMENTS located in Orlando, Florida and STIRLINGSHIRE INVESTMENTS located in New York City, New York.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Mark has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.RetireOne - Position: Variable Annuities Rep Investment Related: YES NUMBER OF HOURS: 2 Hrs/Month during trading DESCRIPTION: Sell Variable And Fee Based Annuities 2.Highland Capital - Position: Variable Annuities Rep Investment Related: YES NUMBER OF HOURS: 2 Hrs/Month during trading DESCRIPTION: Life Insurance and Fixed Annuities sales 3. Ascensus LLC - Small Business 401k Consulting. Investment Related: YES Number of Hours 2/Month during Trading DESCRIPTION: Help current and future STIRLINGSHIRE clients utilize qualified retirement plans that are attached to their business(es). 401(k) and Solo(k) accounts offer higher contribution limits, Roth accounts that aren't subject to income restrictions, profit and loss, matching, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Alarie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2024 - Present

STIRLINGSHIRE INVESTMENTS

RIA
CRD#: 327779
Orlando, FL
Current

January 16, 2024 - Present

STIRLINGSHIRE INVESTMENTS

Office #1: 15 W 38th St Suite 704, New York City, NY 10018
BD
CRD#: 310576
New York City, NY
Past

April 27, 2020 - January 17, 2024

PFS INVESTMENTS INC.

RIA
CRD#: 10111
ORLANDO, FL
Past

February 18, 2020 - January 17, 2024

PFS INVESTMENTS INC.

BD
CRD#: 10111
ORLANDO, FL
Past

April 24, 2018 - November 3, 2019

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
WINTER PARK, FL
Past

April 20, 2018 - November 3, 2019

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ORLANDO, FL
Past

April 4, 2016 - March 21, 2018

EDWARD JONES

RIA
CRD#: 250
ORLANDO, FL
Past

January 7, 2016 - March 21, 2018

EDWARD JONES

BD
CRD#: 250
ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIRLINGSHIRE INVESTMENTS
STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA
Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/7/2025)
RR
Florida
(1/16/2024)
IAR
Florida
(2/2/2024)
RR
Indiana
(1/16/2024)
RR
New York
(1/16/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/4/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/7/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SI
STIRLINGSHIRE INVESTMENTS
STIRLINGSHIRE INVESTMENTS | STIRLINGSHIRE RIA LLC. | STIRLINGSHIRE RIA LLC

CRD#: 327779 / SEC#: 801-128665

RIA
Registered Investment Advisory firm - (9/7/2023 Approved)
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Contact information

Main Address
15 W 38th St. #704, New York, NY 10018
Mailing Address
Phone number
(877) 600-7026
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STIRLINGSHIRE ADV PART 2 (10/22/2025)

Regulatory assets under management

Total Number of Accounts1,135
AUM (Assets Under Management)$ 179,802,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STIRLINGSHIRE INVESTMENTS

CRD#: 327779Orlando, FL

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