ST
Spencer Tetrault
INLAND SECURITIES
Oak Brook, IL 60523
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CRD#: 6571853
ST
Professional summary
Spencer Tetrault is a registered financial professional currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois.
Spencer is registered as a RR (Registered Representative) and started their career in finance in 2015. Spencer has worked at 4 firms and has passed the Series 63, Series 7TO, Series 22TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Spencer Tetrault's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2022 - Present
INLAND SECURITIES CORPORATION
Office #1: 2901 Butterfield Road, Oak Brook, IL 60523BD
CRD#: 15807
Oak Brook, IL
Past
June 10, 2019 - March 11, 2022
STRATCAP SECURITIES, LLC
BD
CRD#: 151152
NEW YORK, NY
Past
November 9, 2015 - July 12, 2017
MML STRATEGIC DISTRIBUTORS, LLC
BD
CRD#: 168638
SPRINGFIELD, MA
Past
November 9, 2015 - July 12, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2024)
RR
Alaska(10/24/2024)
RR
Arizona(10/24/2024)
RR
Arkansas(10/24/2024)
RR
California(10/24/2024)
RR
Colorado(10/24/2024)
RR
Connecticut(10/24/2024)
RR
Delaware(10/24/2024)
RR
District of Columbia(10/24/2024)
RR
Florida(10/24/2024)
RR
Georgia(10/24/2024)
RR
Hawaii(10/24/2024)
RR
Idaho(10/24/2024)
RR
Illinois(10/24/2024)
RR
Indiana(10/24/2024)
RR
Iowa(10/24/2024)
RR
Kansas(10/24/2024)
RR
Kentucky(10/24/2024)
RR
Louisiana(10/24/2024)
RR
Maine(10/24/2024)
RR
Maryland(10/24/2024)
RR
Massachusetts(3/14/2022)
RR
Michigan(10/24/2024)
RR
Minnesota(10/24/2024)
RR
Mississippi(10/24/2024)
RR
Missouri(10/24/2024)
RR
Montana(10/24/2024)
RR
Nebraska(10/24/2024)
RR
Nevada(10/24/2024)
RR
New Hampshire(10/24/2024)
RR
New Jersey(10/24/2024)
RR
New Mexico(10/24/2024)
RR
New York(10/24/2024)
RR
North Carolina(10/24/2024)
RR
North Dakota(10/24/2024)
RR
Ohio(10/24/2024)
RR
Oklahoma(10/24/2024)
RR
Oregon(10/24/2024)
RR
Pennsylvania(10/24/2024)
RR
Puerto Rico(10/24/2024)
RR
Rhode Island(10/24/2024)
RR
South Carolina(10/24/2024)
RR
South Dakota(10/24/2024)
RR
Tennessee(10/24/2024)
RR
Texas(10/24/2024)
RR
Utah(10/24/2024)
RR
Vermont(10/24/2024)
RR
Virgin Islands(10/24/2024)
RR
Virginia(10/24/2024)
RR
Washington(10/24/2024)
RR
West Virginia(10/24/2024)
RR
Wisconsin(10/24/2024)
RR
Wyoming(10/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/27/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 7/29/2019
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IS
INLAND SECURITIES CORPORATION
INCOR SECURITIES CORPORATION | INTERVEST NATIONAL SECURITIES CORPORATION | INLAND SECURITIES CORPORATION
CRD#: 15807 / SEC#: , 8-32775
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
2901 Butterfield Road, Oak Brook, IL 60523
Mailing Address
2901 Butterfield Road, Oak Brook, IL 60523
Phone number
(630) 218-8000
Established
Delaware since 08/14/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INLAND REAL ESTATE INVESTMENT CORPORATION | CORPORATION | |
| CHERESO, ANTHONY JOSEPH | DIRECTOR | 5289928 |
| HRTANEK, CATHLEEN MAY-ORBAN | DIRECTOR | 7886681 |
| KASPRZAK, DAVID EDWARD | PRINCIPAL, EXECUTIVE VICE PRESIDENT | 2651202 |
| LYNCH, CATHERINE LYNN | CHIEF FINANCIAL OFFICER & DIRECTOR | 2584621 |
| TUCEK, AMY CATHERINE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2021342 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
