Carlie J. Ransom

EQUAL PATH INVESTMENTS

TACOMA, WA 98402

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CRD#: 6571780

Professional summary

Carlie Jane Ransom, AIF® is a registered financial advisor currently at EQUAL PATH INVESTMENTS located in Tacoma, Washington.

Carlie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Carlie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Carlie Ransom is currently employed as Owner and Grant Writer at Kupala Ventures LLC. This activity accounts for approximately 5% of their time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlie Jane Ransom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 12, 2024 - Present

EQUAL PATH INVESTMENTS

Office #1: 539 Broadway #j1, Tacoma, WA 98402

RIA

CRD#: 329289

TACOMA, WA

Past

July 18, 2016 - February 22, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Denver, CO

Past

July 18, 2016 - February 22, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Denver, CO

Past

February 18, 2016 - July 27, 2016

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Denver, CO

Past

December 4, 2015 - July 27, 2016

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Denver, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/12/2024)

IAR

Washington
(7/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2015

General Securities Representative Examination

Current Firm

EQUAL PATH INVESTMENTS

EQUAL PATH | IMPACT AND INCOME | EQUAL PATH INVESTMENTS LLC | EQUAL PATH INVESTMENTS

CRD#: 329289 / SEC#:

Colorado

Registered Investment Advisory firm - (1/12/2024 Approved)

Washington

Registered Investment Advisory firm - (7/16/2024 Approved)

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Contact information

Main Address

539 Broadway #j1, Tacoma, WA 98402

Mailing Address

Phone number

(253) 254-8354

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 2,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carlie J. Ransom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlie Jane Ransom's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUAL PATH INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/3/2015

Current Firm

EQUAL PATH INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EQUAL PATH INVESTMENTS

TRUST BUT VERIFY

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