Thomas R. Hannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas R Hannon III, who also goes by Thomas Richard Hannon III, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2016. Thomas had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2022 - December 31, 2023
PINE FOREST WEALTH MANAGEMENT
February 10, 2016 - July 26, 2017
INSIGHT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PINE FOREST WEALTH MANAGEMENT
CRD#: 319114 / SEC#:
Contact information
Red Flags
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