Thomas A. Toth

NAVY FEDERAL INVESTMENT SERVICES

Herndon, VA

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CRD#: 6570637

Professional summary

Thomas Andrew Toth III, who also goes by Thomas Toth, Tom Toth, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Herndon, Virginia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Toth | Tom Toth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas Toth is a licensed insurance agent but does not engage in this activity at this time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andrew Toth III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2025 - Present

NAVY FEDERAL INVESTMENT SERVICES, LLC

Office #2: 820 Follin Ln, Vienna, VA 22180

RIA

CRD#: 138459

Herndon, VA

Past

February 29, 2024 - August 6, 2025

TOTH CAPITAL MANAGEMENT

RIA

CRD#: 329639

ALEXANDRIA, VA

Past

September 2, 2022 - December 5, 2023

TOTH FINANCIAL ADVISORY CORP

RIA

CRD#: 104952

LEESBURG, VA

Past

October 4, 2021 - July 20, 2022

GLASS JACOBSON WEALTH ADVISORS

RIA

CRD#: 120141

Rockville, MD

Past

January 13, 2020 - July 28, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Middleburg, VA

Past

January 10, 2020 - July 28, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MIDDLEBURG, VA

Past

January 29, 2016 - September 26, 2019

TOTH FINANCIAL ADVISORY CORP

RIA

CRD#: 104952

LEESBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVY FEDERAL INVESTMENT SERVICES, LLC

NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC

CRD#: 138459 / SEC#: 801-68067, 8-67161

RIA

Registered Investment Advisory firm - SEC (6/21/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/19/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/29/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/10/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/26/2019

Securities Industry Essentials Examination

Current Firm

NAVY FEDERAL INVESTMENT SERVICES, LLC

NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC

CRD#: 138459 / SEC#: 801-68067, 8-67161

RIA

Registered Investment Advisory firm - SEC (6/21/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1007 Electric Ave, Vienna, VA 22180

Mailing Address

1007 Electric Ave, Vienna, VA 22180

Phone number

(877) 221-8108

Established

Virginia since 09/06/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

176

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

NFIS 2A DISCLOSURE BROCHURE (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
NAVY FEDERAL FINANCIAL GROUP	OWNER
ROSSON, TIMOTHY DAVID	FINOP / PRINCIPAL FINANACIAL OFFICER	7152744
WEISBERG, STEVEN LESLIE	CHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK & OPERATIONS	6268061
YOUNG, DIANE	CHIEF OPERATING OFFICER	3098010

Regulatory assets under management

Total Number of Accounts	7,472
AUM (Assets Under Management)	$ 1,713,608,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas A. Toth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Andrew Toth III's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOTH CAPITAL MANAGEMENT

TOTH FINANCIAL ADVISORY CORP

GLASS JACOBSON WEALTH ADVISORS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

TOTH FINANCIAL ADVISORY CORP

Primary Firm SEC Registration

NAVY FEDERAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/19/2019

Series 65

Date: 1/29/2016

Series 7TO

Date: 1/10/2020

SIE

Date: 9/26/2019

Current Firm

NAVY FEDERAL INVESTMENT SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

NAVY FEDERAL INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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