Michael J. Mcgowen

TRIBRIDGE PARTNERS FINANCIAL LLC

Columbia, MD 21046

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CRD#: 6570234

Professional summary

Michael James Mcgowen, who also goes by Michael James Mcgowen, Michael Mcgowen, is a registered financial advisor currently at TRIBRIDGE PARTNERS FINANCIAL LLC located in Columbia, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael James Mcgowen | Michael Mcgowen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 6700 Rockledge Drive, Bethesda MD 20817, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manager Principal retirement plan account relationships across both the insurance broker/dealer and bank/trust offerings of Principal

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Mcgowen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2024 - Present

TRIBRIDGE PARTNERS FINANCIAL LLC

Office #1: 6721 Columbia Gateway Drive Suite 100, Columbia, MD 21046

RIA

CRD#: 326489

Columbia, MD

Past

May 12, 2017 - July 15, 2024

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

BETHESDA, MD

Past

May 11, 2017 - July 15, 2024

PRINCIPAL SECURITIES, INC.

CRD#: 1137

BETHESDA, MD

Past

November 19, 2015 - May 10, 2017

OSAIC FA, INC.

RIA

CRD#: 3978

ROCKVILLE, MD

Past

November 10, 2015 - May 10, 2017

OSAIC FA, INC.

CRD#: 3978

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIBRIDGE PARTNERS FINANCIAL LLC

TRIBRIDGE PARTNERS FINANCIAL LLC | TRIBRIDGE WEALTH MANAGEMENT LLC | TRIBRIDGE WEALTH ADVISORS LLC

CRD#: 326489 / SEC#: 801-129200

RIA

Registered Investment Advisory firm - (5/15/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/4/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/2015

General Securities Representative Examination

Current Firm

TRIBRIDGE PARTNERS FINANCIAL LLC

TRIBRIDGE PARTNERS FINANCIAL LLC | TRIBRIDGE WEALTH MANAGEMENT LLC | TRIBRIDGE WEALTH ADVISORS LLC

CRD#: 326489 / SEC#: 801-129200

RIA

Registered Investment Advisory firm - (5/15/2024 Approved)

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Contact information

Main Address

6721 Columbia Gateway Drive Suite 100, Columbia, MD 21046

Mailing Address

Phone number

(240) 422-8799

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	257
AUM (Assets Under Management)	$ 1,201,915,665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Mcgowen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Mcgowen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

TRIBRIDGE PARTNERS FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2014

Series 63

Date: 1/4/2014

SIE

Date: 10/1/2018

Series 7

Date: 11/10/2015

Current Firm

TRIBRIDGE PARTNERS FINANCIAL LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRIBRIDGE PARTNERS FINANCIAL LLC

TRUST BUT VERIFY

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