Patrick C. Hauer

WILSON DAVID INVESTMENT ADVISORS

Aiken, SC 29803

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CRD#: 6569959

Professional summary

Patrick Carter Hauer, AIF® is a registered financial advisor currently at WILSON DAVID INVESTMENT ADVISORS located in Aiken, South Carolina.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Patrick has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Patrick is employed full time with Charter Communications, 9300 Arrowpoint Blvd, Charlotte, NC. His work is not investment related. He is a financial analyst for cable TV. He started work there in Jan. 2018.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Carter Hauer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 8, 2019 - Present

WILSON DAVID INVESTMENT ADVISORS

Office #1: 227 Gateway Drive #159, Aiken, SC 29803

RIA

CRD#: 172841

Aiken, SC

Past

May 25, 2016 - October 23, 2017

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

January 14, 2016 - October 20, 2017

HORIZON INVESTMENTS LLC

RIA

CRD#: 109552

CHARLOTTE, NC

Past

October 9, 2015 - May 4, 2016

WILSON DAVID INVESTMENT ADVISORS

RIA

CRD#: 172841

AIKEN, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/21/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/7/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/25/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILSON DAVID INVESTMENT ADVISORS

WILSON DAVID ADVISORS | WILSON DAVID INVESTMENT ADVISORS | WILSON DAVID CORPORATION

CRD#: 172841 / SEC#:

Georgia

Registered Investment Advisory firm - (12/12/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (11/5/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

227 Gateway Drive Ste. 159, Aiken, SC 29803

Mailing Address

312 Northwood Drive, Aiken, SC 29803

Phone number

(803) 507-6300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 6,380,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick C. Hauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Carter Hauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILSON DAVID INVESTMENT ADVISORS

QUASAR DISTRIBUTORS, LLC

HORIZON INVESTMENTS LLC

WILSON DAVID INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/2015

Series 65

Date: 10/7/2015

SIE

Date: 10/23/2017

Series 7

Date: 9/30/2016

Series 6

Date: 5/25/2016

Current Firm

WILSON DAVID INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILSON DAVID INVESTMENT ADVISORS

TRUST BUT VERIFY

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