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Paul Anthony Schultz

CRD# 6569942·Registered 2016 - 2017
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Anthony Schultz was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 2016 - 2017. Paul had worked at 1 firm and has passed the Series 65 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

RISING CURRENTS CAPITAL, LLC·CRD# 281789
RIA
Little Elm, TX
March 27, 2017 - December 31, 2017
RISING CURRENTS CAPITAL, LLC·CRD# 281789
RIA
Little Elm, TX
February 22, 2016 - December 31, 2016

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Current Firm

RC
RISING CURRENTS CAPITAL, LLC

RISING CURRENTS CAPITAL, LLC

CRD#: 281789

Contact Information

Main Address

Little Elm, TX

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2015About the Series 65 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2009About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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