Paul A. Schultz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Anthony Schultz was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2016. Paul had worked at 1 firm and has passed the Series 65 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2017 - December 31, 2017
RISING CURRENTS CAPITAL, LLC
February 22, 2016 - December 31, 2016
RISING CURRENTS CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RISING CURRENTS CAPITAL, LLC
CRD#: 281789 / SEC#:
Contact information
Red Flags
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