Connor Williams Castellano
CFP®Professional Summary
Connor Williams Castellano, CFP®, who also goes by Connor Castellano, is a registered financial advisor currently at CASTELLANO & ASSOCIATES located in Plano, Texas and CASTELLANO WEALTH PLANNING located in Plano, Texas. Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Connor has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Connor Castellano
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
ARNOLD CASTELLANO & ASSOCIATES, LLC | CASTELLANO & ASSOCIATES | ARNOLD CASTELLANO AND ASSOCIATES, LLC | ARNOLD CASTELLANO AND ASSOCIATES, INC.
Contact Information
Main Address
9343 Ellerbe Road Bldg A, Shreveport, LA 71106Phone Number
(318) 683-1040# of Employees
14SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
462AUM (Assets Under Management)
$129,542,260Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ARNOLD CASTELLANO & ASSOCIATES, LLC | CASTELLANO & ASSOCIATES | ARNOLD CASTELLANO AND ASSOCIATES, LLC | ARNOLD CASTELLANO AND ASSOCIATES, INC.
State Registrations and Notice Filings
(2/14/2022)
(2/14/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2015About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Connor Williams Castellano's CRS (Customer Relationship Summary).
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