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Connor Williams Castellano

Connor W. Castellano

CASTELLANO & ASSOCIATES
Plano, TX
Some features on this profile are disabled
CRD#: 6569751
Connor Williams Castellano

Professional summary

Connor Williams Castellano, CFP®, who also goes by Connor Castellano, is a registered financial advisor currently at CASTELLANO & ASSOCIATES located in Plano, Texas and CASTELLANO WEALTH PLANNING located in Plano, Texas.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Connor has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Connor Castellano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Williams Castellano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

February 14, 2022 - Present

CASTELLANO & ASSOCIATES

RIA
CRD#: 117369
Plano, TX
Current

October 15, 2025 - Present

CASTELLANO WEALTH PLANNING

RIA
CRD#: 338457
PLANO, TX
Past

January 14, 2022 - October 19, 2022

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Plano, TX
Past

July 12, 2016 - January 12, 2022

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
Plano, TX
Past

November 25, 2015 - January 12, 2022

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Plano, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CASTELLANO & ASSOCIATES
ARNOLD CASTELLANO & ASSOCIATES, LLC | CASTELLANO & ASSOCIATES | ARNOLD CASTELLANO AND ASSOCIATES, LLC | ARNOLD CASTELLANO AND ASSOCIATES, INC.

CRD#: 117369 / SEC#: 801-130349

RIA
Registered Investment Advisory firm - (5/23/2024 Approved)
Louisiana
Registered Investment Advisory firm - (5/30/2024 Terminated)
Texas
Registered Investment Advisory firm - (5/29/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(2/14/2022)
IAR
Texas
(2/14/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/30/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/14/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/25/2015
Investment Company Products/Variable Contracts Representative Examination

Current Firm

C&
CASTELLANO & ASSOCIATES
ARNOLD CASTELLANO & ASSOCIATES, LLC | CASTELLANO & ASSOCIATES | ARNOLD CASTELLANO AND ASSOCIATES, LLC | ARNOLD CASTELLANO AND ASSOCIATES, INC.

CRD#: 117369 / SEC#: 801-130349

RIA
Registered Investment Advisory firm - (5/23/2024 Approved)
Louisiana
Registered Investment Advisory firm - (5/30/2024 Terminated)
Texas
Registered Investment Advisory firm - (5/29/2024 Terminated)
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Contact information

Main Address
9343 Ellerbe Road Bldg A, Shreveport, LA 71106
Mailing Address
Phone number
(318) 683-1040
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEC ADV PART 2 (4/1/2025)

Regulatory assets under management

Total Number of Accounts700
AUM (Assets Under Management)$ 160,616,171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASTELLANO & ASSOCIATES

CRD#: 117369Plano, TX

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