Chelsea J. True
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chelsea Jade True, who also goes by Chelsea Jade Berner, Chelsea Jade Field, was a registered financial professional .
Chelsea is a previously registered financial professional and started their career in finance in 2015. Chelsea had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2021 - March 7, 2025
ALLY INVEST ADVISORS
June 11, 2021 - March 7, 2025
ALLY INVEST SECURITIES LLC
August 14, 2017 - April 23, 2021
EDWARD JONES
August 14, 2017 - April 23, 2021
EDWARD JONES
January 5, 2016 - August 15, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
December 21, 2015 - August 15, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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