Anna R. Coats

COATS FINANCIAL PLANNING

Louisville, KY 40245-3997

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CRD#: 6569663

Professional summary

Anna R Coats is a registered financial advisor currently at COATS FINANCIAL PLANNING located in Louisville, Kentucky.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Anna has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Via Lata, LLC, 14603 Valencia Drive, Louisville, KY 40245 Owner and Principal - Established 03/2018 Small supply chain operations and compliance consulting firm. Currently work with Zack Clark (who separated from Coats Financial Planning) to help him with compliance planning, and ADV paperwork. Devote 1 hr / month to the firm, may happen inside or outside normal trading hours. Member, Board of Directors, Valencia Villas at Landis Lakes Homeowners Association, Inc. Unpaid position, 5 hr./month, mostly outside normal trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna R Coats's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2016 - Present

COATS FINANCIAL PLANNING

Office #1: 139 S. English Station Road Suite 230, Louisville, KY 40245-3997

RIA

CRD#: 122135

Louisville, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/18/2016)

IAR

Indiana
(3/22/2016)

IAR

Kentucky
(3/22/2016)

IAR

Texas
(3/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/2016

Uniform Investment Adviser Law Examination

Current Firm

COATS FINANCIAL PLANNING

COATS FINANCIAL PLANNING | COATS FINANCIAL PLANNING, INC.

CRD#: 122135 / SEC#:

Florida

Registered Investment Advisory firm - (4/18/2016 Approved)

Indiana

Registered Investment Advisory firm - (5/9/2001 Approved)

Kentucky

Registered Investment Advisory firm - (8/22/2000 Approved)

Texas

Registered Investment Advisory firm - (9/8/2015 Conditional Restricted)

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Contact information

Main Address

139 S. English Station Road Suite 230, Louisville, KY 40245-3997

Mailing Address

Phone number

(502) 426-0300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna R. Coats

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna R Coats's CRS (Customer Relationship Summary).

Certified licenses

Experience

COATS FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/2016

Current Firm

COATS FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

COATS FINANCIAL PLANNING

TRUST BUT VERIFY

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